Hybrid Senior FCRM, AML Testing Analyst – FIU Control Testing

at TD

• Job title: Senior FCRM, AML Testing Analyst – FIU Control Testing
• Job type: Full Time
• Experience level: Senior
• Salary: CA$76,800 - CA$115,200 per year
• Degree requirement: Bachelor's Degree
• Location requirements: Hybrid, Toronto, Canada

About the role

• Senior FCRM Testing Analyst executing independent testing of AML/ATF controls across TD's business lines. Leading engagements and overseeing testing phases in financial crime risk management.

Responsibilities

• Oversee and/or independently perform testing of FCRM controls within the various TD lines of business as well as the operational units including the FIU, High Risk Investigations, Sanctions Operations, and Anti-Bribery Anti-Corruption teams
• Lead the communication and the reporting process with the multiple stakeholders, including senior management
• Execute all phases of a testing engagement, including planning, fieldwork (design and operational effectiveness testing, including sample testing), and reporting
• Collaborate and coach supporting analysts in all phases of the engagement
• Execute follow-up of findings raised from testing engagements in accordance with established standards
• Interact frequently with management and senior leadership of FCRM business lines
• Prepare and present complex reporting, analysis and assessments that will bring about significant improvements to internal processes and activities.
• Execute on more complex and/or non-standard requests.
• May undertake and complete a variety of projects and initiatives in addition to regularly scheduled testing engagements.
• Keep current on emerging trends and evolving regulatory requirements to find opportunities and recommend improvement areas to senior management to increase the efficiency and effectiveness of the team.

Requirements

• University degree/ college diploma or equivalent
• CAMS designation (or similar) preferred
• 4+ years of experience in AML/ATF, Sanctions and/or control testing roles
• Experience working in an FIU and/or proficient knowledge of FIU related processes and controls
• Proficient knowledge of testing standards, systems, procedures, laws, rules, regulations, reporting and controls
• Strong interpersonal skills to facilitate working with business unit, FCRM advisory, senior management, and business partners at all levels
• Knowledge of current and emerging AML/ATF trends
• Skilled in providing guidance to junior analysts
• Skilled in creating appropriate analysis and reporting within a defined timeframe
• Ability to communicate effectively in both oral and written form.

Benefits

• Health and well-being benefits
• Savings and retirement programs
• Paid time off
• Banking benefits and discounts
• Career development opportunities
• Reward and recognition programs