Anti - Money Laundering Analyst evaluating and assessing client profiles for AML compliance at Sanlam Risk & Savings. Engaging in due diligence and regulatory reporting responsibilities.
About the role
- Senior FCRM Testing Analyst executing independent testing of AML/ATF controls across TD's business lines. Leading engagements and overseeing testing phases in financial crime risk management.
Responsibilities
- Oversee and/or independently perform testing of FCRM controls within the various TD lines of business as well as the operational units including the FIU, High Risk Investigations, Sanctions Operations, and Anti-Bribery Anti-Corruption teams
- Lead the communication and the reporting process with the multiple stakeholders, including senior management
- Execute all phases of a testing engagement, including planning, fieldwork (design and operational effectiveness testing, including sample testing), and reporting
- Collaborate and coach supporting analysts in all phases of the engagement
- Execute follow-up of findings raised from testing engagements in accordance with established standards
- Interact frequently with management and senior leadership of FCRM business lines
- Prepare and present complex reporting, analysis and assessments that will bring about significant improvements to internal processes and activities.
- Execute on more complex and/or non-standard requests.
- May undertake and complete a variety of projects and initiatives in addition to regularly scheduled testing engagements.
- Keep current on emerging trends and evolving regulatory requirements to find opportunities and recommend improvement areas to senior management to increase the efficiency and effectiveness of the team.
Requirements
- University degree/ college diploma or equivalent
- CAMS designation (or similar) preferred
- 4+ years of experience in AML/ATF, Sanctions and/or control testing roles
- Experience working in an FIU and/or proficient knowledge of FIU related processes and controls
- Proficient knowledge of testing standards, systems, procedures, laws, rules, regulations, reporting and controls
- Strong interpersonal skills to facilitate working with business unit, FCRM advisory, senior management, and business partners at all levels
- Knowledge of current and emerging AML/ATF trends
- Skilled in providing guidance to junior analysts
- Skilled in creating appropriate analysis and reporting within a defined timeframe
- Ability to communicate effectively in both oral and written form.
Benefits
- Health and well-being benefits
- Savings and retirement programs
- Paid time off
- Banking benefits and discounts
- Career development opportunities
- Reward and recognition programs
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