Anti - Money Laundering Analyst evaluating and assessing client profiles for AML compliance at Sanlam Risk & Savings. Engaging in due diligence and regulatory reporting responsibilities.
About the role
- Business Control Senior Manager overseeing audits and compliance with regulatory bodies at TD. Coordinating Anti-Money Laundering and Bank Secrecy Act compliance and managing audit findings.
Responsibilities
- Coordinates all audits and examinations at TDAF by internal and external regulatory governance groups
- Monitors and reports remediation of all identified control issues for the company
- Directs Anti-Money Laundering and Bank Secrecy Act compliance implementation and monitoring
- Central point of contact for all auditors and examiners
- Provides management reporting on the status of all ongoing audits and examinations
- Manages a comprehensive database for all TDAF audit and exam findings
- Develops a plan to implement an AML and BSA program within TDAF
Requirements
- 4 year Bachelors degree required; Masters degree preferred
- At least 10 related experience required
- CPA, CIA or other applicable certification
- Proficiency in using MS-Office for word processing, spreadsheets, databases, and presentations
- Subject matter expert knowledge of the regulatory environment in the financial services industry
- Excellent verbal and written communication skills and the ability to interface effectively and build relationships with internal and external parties
- Excellent presentation and facilitation skills
- Excellent organizational, analytical and problem solving skills
Benefits
- Health and well-being benefits
- Savings and retirement programs
- Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- Banking benefits and discounts
- Career development opportunities
- Reward and recognition programs
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