Financial Crime Risk Analyst supporting FCRM programs and processes at TD. Analyzing risk and compliance with regulatory requirements while collaborating with key stakeholders.
About the role
- Anti-Money Laundering Analyst evaluating and assessing client profiles for AML compliance at Sanlam Risk & Savings. Engaging in due diligence and regulatory reporting responsibilities.
Responsibilities
- Review of alerts generated by screening tool case management system
- Compare similarity of customer data against potential sanctioned, politically exposed persons (PEP) & Special Interest Persons (SIP) watch list matches
- Ongoing monitoring of high-risk clients
- Suspicious transaction reporting to Anti-Money Laundering Reporting Officer
- Conducting Enhanced Due Diligence on high risk clients
- Determine final status of true match or false positive based on Sanlam Group standardised elimination criteria
- Escalate alerts to Senior Management
- Follow a four-eyed approach to confirm or reject the alert
- Record keeping to ensure EDD’s are correctly logged
- Manage Business Unit mailboxes
Requirements
- 2 years Anti-Money Laundering experience in the financial services industry
- Relevant tertiary qualification will be an advantage
- Experience in Epsilon, Sentrix, Legacy systems will be an advantage
- Exposure to screening tools (SIRON) and techniques will be an advantage
- Knowledge of the AML laws and regulations, risk-based compliance frameworks, customer due diligence (CDD/EDD), transaction monitoring, and reporting obligations
- Knowledge of products and services in the financial services industry
Benefits
- Health insurance
- Retirement plans
- Paid time off
- Flexible working arrangements
- Professional development
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
Business Control Senior Manager overseeing audits and compliance with regulatory bodies at TD. Coordinating Anti - Money Laundering and Bank Secrecy Act compliance and managing audit findings.
Senior FCRM Testing Analyst executing independent testing of AML/ATF controls across TD's business lines. Leading engagements and overseeing testing phases in financial crime risk management.
KYC Analyst II conducting research and analysis related to Know Your Customer program at TD Bank. Maintaining compliance records and performing quality control for customer information.
Consultant in Compliance investigating suspicious incident referrals for Lincoln Financial. Conducting thorough investigations and preparing documentation for regulatory reporting.
Senior Associate in Capital One’s Anti - Money Laundering Program assessing money laundering and fraud risk exposure. Collaborating with business partners and compliance stakeholders to ensure risk is managed effectively.
AML Senior Investigator II supervising anti - money laundering processes at Capital One. Leading investigations and managing operational workflows for compliance teams.
Analyst focusing on AML transaction monitoring for Nium, the leader in real - time cross - border payments. Joining a global team to ensure compliance and strengthen surveillance frameworks.
Decision Science Analyst Lead providing analytical support and insights for business areas at USAA. Utilizing advanced statistical methods for strategic decision - making and collaboration with cross - functional teams.
Senior Partner overseeing Financial Crime Compliance assurance framework and activities at BOQ Group. Responsible for strategic oversight and independent assurance of AML/CTF and risk management controls.