Business Control Senior Manager overseeing audits and compliance with regulatory bodies at TD. Coordinating Anti - Money Laundering and Bank Secrecy Act compliance and managing audit findings.
About the role
- AML Senior Investigator II supervising anti-money laundering processes at Capital One. Leading investigations and managing operational workflows for compliance teams.
Responsibilities
- Supervise daily workflow and operational metrics of AML Operations team
- Daily supervision of a small central unit of Investigators
- Assist with training in Regulatory Operations and in the business areas
- Contribute to internal AML Operations projects related to the modification of policies/procedures
- Assess new business acquisitions to determine what work should flow into AML Operations units
- Perform quality assurance on draft Suspicious Activity Reports, closing cases, or other AML processes
- Handle escalated issues as appropriate for advanced investigation and analysis
- Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas
Requirements
- High School Diploma, GED or equivalent certification
- At least 1 year of leadership experience in Fraud, AML investigations or a Compliance role
- At least 2 years of investigative experience in Fraud or AML investigations
- Bachelor's Degree (preferred)
- 2+ years of people leader experience in Fraud, AML investigations, or Compliance role (preferred)
- 3+ years of investigative experience in Fraud and AML investigations (preferred)
- Certified Anti-Money Laundering Specialist (CAMS) certification, or Certified Protection Professional (CPP) certification, or Certified Fraud Examiner (CFE) certification (preferred)
Benefits
- Health insurance
- 401(k) matching
- Flexible work arrangements
- Professional development
- Performance-based incentives
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