Technology Coordinator at Evertec managing change processes and daily IT application operations. Requires fluency in English and strong governance experience in a hybrid role.
About the role
- Manager overseeing regulatory compliance management as an SME for TD's Business Banking. Leading a team and managing governance and control programs for effective risk management.
Responsibilities
- Oversee and provide support for regulatory compliance management as an SME
- Manage the team of 8
- Oversee ongoing testing for key controls
- Manage and assist on a set of business governance and control programs requiring coordination across multiple areas and business stakeholders in support of the overall business strategy
- Execute governance and control activities in accordance with established standards
- Oversee and lead the periodic refresh of RCM controls
- Oversee and manage the intake & assessment of risk incidents / potential issues from regulatory impact standpoint
- Incident tracking and managing the Issues lifecycle by coordinating with various stakeholders to ensure timely escalation/reporting, remediation, and closure of these issues
- Provide subject matter expertise on Business Banking Regulatory Compliance
- Manage governance and control testing activities in accordance with established standards and testing programs
- Provide specialized business governance and control related advice/support to management / leadership and respective teams for area(s) of specialization
- Interprets guidelines, standards, policies, and results of analysis to inform decision making at senior levels
- Review processes and controls and “connect the dots” across issues and control deficiencies to increase standardization of solutions, processes and controls
- Exercise discretion in managing correspondence, information, and all matters of confidentiality
- Keep management informed about the status / progress of testing and completion of testing within assigned timeframes
- Foster a positive work environment and manage the team; provide training, coaching and/or guidance to the team members as appropriate
Requirements
- Minimum 8+ years related experience
- Previous Audit, Regulatory Compliance Testing or 1st Line Controls Testing experience with in-depth knowledge of business processes within Banking industry is considered asset
- Detail oriented and strong analytical skills, with experience in collecting and organizing information
- Strong written and verbal communication skills
- Ability to exercise sound judgement in making decisions
- Ability to work independently and collaboratively to build relationships across teams and functions
- Proficient knowledge of governance, risk and control procedures, strategies & tactics
- Effective time management, multi-tasking and organizational skills to meet tight timelines and adapt to changing priorities
- Skill in using MS Office, with advanced proficiency in using Microsoft Excel
- A business or finance degree is an asset
- Certification(s) relating to Risk or Audit e.g. CRM, CISA, CIA, CPA is an asset.
Benefits
- Health and well-being benefits
- Savings and retirement programs
- Paid time off
- Banking benefits and discounts
- Career development and mentoring programs
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