Director of Digital Reporting and Compliance at Clearsulting leading finance teams in multi - billion dollar problem solving. Ensuring effective technical solutions and guiding client onboarding to Workiva platform.
About the role
- Compliance Testing Manager managing compliance risk across TD globally. Responsible for monitoring, testing, and relationship management in the Compliance Department.
Responsibilities
- Manage the full life-cycle of compliance testing, from planning through to reporting, driving continuous improvement.
- Develop the annual monitoring & testing plan; Determine scope of reviews; build detailed review steps; organize documentary evidence of review; Execute tests and write summary report to document exceptions and action plans.
- Participate in the compliance risk assessment exercise.
- Assist on ad-hoc Compliance projects and initiatives; Build relationships with key stakeholders locally and globally.
Requirements
- Minimum of 5 years of demonstrated relevant experience in the industry.
- Experience of testing and monitoring the design and effectiveness of business controls.
- Strong understanding of wholesale capital markets.
- Knowledgeable of regulations and industry best practices.
- Problem solving skills and the ability to work independently.
- Prioritizing to manage tasks efficiently and in a timely manner.
- Strong oral and written communication skills.
Benefits
- health and well-being benefits, including medical coverage
- paid time off
- career development
- reward and recognition programs
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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