Audit Manager II at TD overseeing regulatory issue validation audits and leading audit engagements. Provide subject matter expertise and ensure compliance with regulations while mentoring team members.
Responsibilities
Validate Regulatory Issues working through the audit methodology
Lead or serve as Auditor-In-Charge on complex regulatory audit engagements
Provide day-to-day leadership, coaching, and guidance to engagement team members
Oversee testing of design and operational effectiveness focused on Regulatory Issue validation
Requirements
Undergraduate degree required
7+ years of relevant experience
Experience as a former OCC, CFPB, FDIC, FRB, or NCUA compliance examiner
Banking industry audit experience with focus on Financial Crimes Compliance and issue validation strongly preferred
Relevant professional certifications (e.g., CIA, CRCM, CAMS) strongly preferred
Advanced knowledge of audit standards, procedures, laws, rules, and regulations
Proficient in Microsoft Office Suite
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development and reward/recognition
Job title
Audit Manager II – Financial Crimes, Issue Validation
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