Compliance Specialist advising on retirement plan design and compliance at CBIZ, a leading professional services advisor. Engaging with clients to ensure adherence to regulations and effective plan administration.
About the role
- Financial Advisor at a boutique wealth management firm specializing in HNW clients. Full autonomy and unique multi-custodial platform with international reach.
Responsibilities
- Transition and manage existing book of clients
- Build and maintain client relationships, both domestic and international
- Customize multi-custodial investment solutions
- Collaborate with back-office team for trading, support, and compliance
- Conduct client meetings in preferred formats (in-person, remote, international travel, etc.)
Requirements
- Minimum $5M in portable AUM
- Active Series 65 or equivalent registration
- Experience working with HNW/UHNW clientele
- Comfortable with independent 1099 model
- Clean or manageable U4 disclosures (firm is open to candidates with prior marks, depending on nature)
- ****Nice-to-Have Qualifications:******
- Experience serving international clients
- Familiarity with multiple custodians (Schwab, Interactive Brokers, Santander, Swiss banks)
- Multilingual skills (Spanish, Portuguese, French)
- Previous experience at a major wirehouse
Benefits
- Full independence, no non-solicit agreements
- Flexible work location and schedule
- Voluntary group-rate benefits available
- High payout structure (65%+)
- Multinational custodial access
- White-glove support and culture****
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