Hybrid Client Controls Senior Manager

Posted 18 hours ago

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About the role

  • Manage and deliver the (WME) Risk and control assessments (RCSA at both risk level and process level) including Head of RBC Brewin Dolphin attestation.
  • Assess CFT key risk indicators (KRI’s) and risk appetite measure KRIs (RAM KRI) in partnership with Ops Risk to RBC Enterprise standards and perform periodic KRI refresh.
  • Complete the mapping of key controls to the regulatory risk themes and support Regulatory Compliance with the annual risk questionnaire calculation to develop the regulatory risk assessment for CFT.
  • Work with CAO Client Administrative Services team and Operational Risk to maintain oversight on Operational Risk Events (OREs) – ensuring that the control environment remains effective against live and emerging threats.
  • Deliver the quarterly CASS (CORF) attestation.
  • Deliver monthly CASS Resolution Pack assessment and attestation.
  • Ensure audit activity related to Controls (including CASS risk) is managed by the Client Controls team.

Requirements

  • Proven experience within the financial services sector, ideally within a wealth management environment.
  • Experience in risk lifecycles, i.e. leading complex risk programmes.
  • Expertise in designing and implementing frameworks that enhance execution and embed effective risk management practices.
  • Experienced operational risk leader, managing a risk team.
  • Experienced and competent at managing business projects and coordinating business initiatives in a structured manner.
  • Good understanding of adherence to regulation and policy and able to evidence experience of embedding this in a similar environment.
  • Proven project management skills, well organised and able to motivate and manage a group to deliver good outcomes for clients and colleagues.
  • Able to understand and motivate non-client facing functions whilst always keeping the client in mind.
  • Developed presentational and influencing skills to senior committee level (i.e. SteerCo / ExCo).

Benefits

  • Leaders who support your development through coaching and managing opportunities
  • Opportunities to work with the best in the field
  • Ability to make a difference and lasting impact
  • Work in a dynamic, collaborative, progressive, and high-performing team.

Job title

Client Controls Senior Manager

Job type

Experience level

Senior

Salary

Not specified

Degree requirement

Bachelor's Degree

Location requirements

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