Director of Operations overseeing settlements and purchase & sale for fintech, driving strategic vision and executing multi-year strategy. Leading a high-performing team and managing complex processes across multiple asset classes.
Responsibilities
Define and execute a multi-year settlements/P&S strategy aligned to growth, automation, and STP
Oversee daily settlement across equities, fixed income, derivatives, and alternatives
Lead options clearing/settlement, exercises/assignments, expiration management and pin risk
Ensure accurate booking, allocation, and pricing
Implement robust controls for operational/credit/settlement risk
Enhance settlement systems and OCC connectivity
Hire, mentor, and grow a high‑performing team
Primary contact for OCC, DTC, NSCC, custodians, primes, and clearing firms
Requirements
Bachelor’s in Finance, Business, Accounting, or related field (or equivalent work experience) required
12+ years in settlements/P&S/post‑trade operations/multi‑asset experience
5+ years in senior leadership with proven strategic planning and transformation
FINRA Series 7 and 24 licenses required (or willingness to obtain)
Experience in broker‑dealer, prop trading, market maker, or institutional AM with significant options activity
Track record building high‑performing teams and delivering training
Experience with large‑scale project management/implementations preferred
Benefits
healthcare benefits (medical, dental and vision, EAP)
competitive PTO
401k match
parental leave
HSA contribution match
paid subscription to the Calm app
generous external learning and tuition reimbursement benefits
Job title
Senior Director, Operations – Settlements and Purchase & Sale
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