Hybrid Regulatory Assurance Specialist

Posted 4 hours ago

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About the role

  • Provide strategic leadership in designing and executing the Regulatory Assurance Methodology (1LOD) with a focus on regulatory change
  • Lead and manage global regulatory assurance projects, including planning and conducting assurance reviews
  • Identify and assess control gaps and regulatory risks as laws and regulations evolve
  • Apply regulatory and technical expertise to evaluate compliance impacts of new rules, products, and services
  • Collaborate with senior management and global regulators to communicate assurance results and compliance strategies
  • Ensure consistent execution of the Regulatory Change Management Standard across the organization
  • Drive continuous improvement through risk trend analysis, working groups, and process enhancements
  • Manage assurance project pipelines and perform special projects as assigned

Requirements

  • Bachelor’s degree required
  • 10+ years of experience in regulatory assurance, compliance risk management, or internal audit
  • Professional certifications (CPA, CIA, CISA, ACA, ACCA) preferred
  • Deep expertise in regulatory compliance within financial services, including financial and non-financial risk areas
  • Strong understanding of corporate compliance programs and enterprise risk management frameworks
  • Proven ability to lead complex projects and deliver results in an agile, fast-paced environment
  • Exceptional analytical, organizational, and communication skills, including advanced report writing
  • Leadership capabilities to set goals, manage resources, and influence stakeholders

Benefits

  • Retirement benefits (401k and pension)
  • Health and welfare benefits (medical, dental, vision, spending accounts and disability)
  • Paid time off
  • Parental and caregiver leave
  • Life & accident insurance
  • Other voluntary and well-being benefits
  • Discretionary bonus program

Job title

Regulatory Assurance Specialist

Job type

Experience level

SeniorLead

Salary

$137,400 - $240,400 per year

Degree requirement

Bachelor's Degree

Location requirements

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