Associate on Regulatory & Compliance team at Norm Law leveraging AI for compliance. Supporting clients on SEC, FINRA, and CFTC regulations with innovative workflows.
Responsibilities
Use AI agents to interpret, generate memoranda, and monitor changes to key rules, guidance, and enforcement trends.
Employ AI tools to assist clients in policy mapping, control testing, and reporting.
Conduct efficient research on statutes, no-action letters, and rule proposals through AI-enabled document parsing.
Draft memos, compliance manuals, and regulatory reports enhanced by AI-generated first drafts and validation tools.
Provide legal feedback to optimize how AI agents assist with regulatory interpretation and compliance automation.
Requirements
Juris Doctor (JD); active bar admission in at least one U.S. jurisdiction.
5-7 years in a regulatory, compliance, or financial services practice.
Experience with securities, broker-dealer, or investment adviser regulation preferred.
Exceptional analytical and writing skills.
Interest in how AI and automation transform compliance workflows.
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