Hybrid Senior Associate – Regulatory & Compliance

Posted last month

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About the role

  • Associate on Regulatory & Compliance team at Norm Law leveraging AI for compliance. Supporting clients on SEC, FINRA, and CFTC regulations with innovative workflows.

Responsibilities

  • Use AI agents to interpret, generate memoranda, and monitor changes to key rules, guidance, and enforcement trends.
  • Employ AI tools to assist clients in policy mapping, control testing, and reporting.
  • Conduct efficient research on statutes, no-action letters, and rule proposals through AI-enabled document parsing.
  • Draft memos, compliance manuals, and regulatory reports enhanced by AI-generated first drafts and validation tools.
  • Provide legal feedback to optimize how AI agents assist with regulatory interpretation and compliance automation.

Requirements

  • Juris Doctor (JD); active bar admission in at least one U.S. jurisdiction.
  • 5-7 years in a regulatory, compliance, or financial services practice.
  • Experience with securities, broker-dealer, or investment adviser regulation preferred.
  • Exceptional analytical and writing skills.
  • Interest in how AI and automation transform compliance workflows.
  • No prior technical AI experience required.

Benefits

  • Health insurance
  • 401(k) matching
  • Flexible work hours
  • Paid time off
  • Professional development opportunities

Job title

Senior Associate – Regulatory & Compliance

Job type

Experience level

Senior

Salary

Not specified

Degree requirement

Professional Certificate

Location requirements

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