Entry Level Securities Operations Specialist executing a high volume of securities transactions for specialized clients at M&T Bank. Collaborating closely with Front and Middle Office teams for efficient operations.
Responsibilities
Process a steady flow of transactions – including free receipts, free deliveries, internal movements, gifts, and same‑day DTC/Fed transactions – per policies and SLAs.
Balance, research, and resolve exception items across depositories, general ledger, and house accounts; document findings and follow‑ups.
Partner with Front/Middle Office to clarify requests, resolve discrepancies, and execute changes.
Verify transactional activity processed by teammates (independent verification/dual controls) to ensure accuracy and completeness.
Interpret data from internal/external sources to process moderately complex transactions with a strong sense of urgency.
Identify and escalate risk, compliance, and suspicious activity issues in line with risk appetite and regulatory standards.
Contribute to process improvements – recommend and help implement changes that enhance accuracy, throughput, and controls.
Uphold internal control standards; support timely remediation of audit and regulatory findings.
Requirements
Associate’s degree, or equivalent work experience
1+ years’ general work experience
Comfort working with assets and account balancing – strong numerical skills and attention to detail
Proficiency with Excel, Outlook, Word, and SharePoint for tracking, documentation, and timing coordination
Clear, professional communication; ability to prioritize and manage workload under time constraints
Risk and compliance mindset; commitment to internal control standards and audit readiness
Experience in a similar back‑office environment
Experience with trust accounting systems, depositories (e.g., DTC, Fed), and general ledger workflows
Intermediate Excel (e.g., pivot tables, lookups, reconciliation templates) and familiarity with operational reporting
Knowledge of accounting principles relevant to postings, reconciliations, and error resolution.
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