Team Lead for VAT Compliance in a hybrid role overseeing compliance teams and processes. Leading operational standards and addressing VAT regulatory requirements in an international environment.
About the role
- Compliance Officer role at Marsh McLennan, managing regulatory compliance and serving as subject matter expert. Collaborating with teams on compliance enhancements and regulatory filings.
Responsibilities
- Provide advisory compliance guidance
- Manage the firms regulatory filings across multiple regulatory bodies
- Conduct testing and collaborate to implement enhancements and solutions across the compliance program
- Serve as subject matter expert on a variety of compliance areas
Requirements
- BA/BS degree
- A minimum of 5 years of experience in relevant compliance or operations experience at an SEC registered investment adviser or service provider with a history of competence and increased responsibility
- Knowledge of Investment Company Act of 1940, Investment Advisers Act of 1940, Securities and Exchange Act of 1934, Securities Act of 1933 and FINRA and ERISA regulation.
Benefits
- Health and welfare benefits
- Tuition assistance
- 401K savings and other retirement programs
- Employee assistance programs
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