Overseeing compliance inspections for an investment management company. Supporting the development and maintenance of compliance processes and providing guidance on regulatory implications.
About the role
- Strategy & Delivery Compliance Consultant managing technology for Compliance & Ethics organization. Solve complex problems and support strategic initiatives in a financial services environment.
Responsibilities
- Manage technology for the Compliance & Ethics (C&E) organization
- Execute strategic support functions such as finance, project management, continuous improvement, and change management
- Solve complex problems and enable users to succeed
- Build effective stakeholder relationships
- Support C&E-wide strategic initiatives including communications, readiness, planning, and roll-out
- Proactively partner with compliance teams to enhance compliance programs through vendor solutions
Requirements
- Bachelor’s degree or equivalent business experience
- 5+ years of experience managing complex projects
- 5+ years of financial services experience
- 5+ years of experience with readiness and change management practices
- 5+ years of experience working with cross-functional teams
Benefits
- Regular meetings with the Shared Services and Strategy & Delivery teams
- Focused one-on-one meetings with your manager
- Networking opportunities including access to Asian, Hispanic/Latinx, African American, women, LGBTQIA+, veteran and disability-focused Business Resource Groups
- Access to learning content on Degreed and other informational platforms
- Competitive salaries, along with incentive and bonus opportunities for all employees.
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