Senior Pipeline Technical Director at Flying Bark Productions working on animated feature films and series. Responsible for enhancing pipeline processes and technical support across departments.
FI
Hybrid Senior Director, Surveillance & Market Intelligence – Market Abuse
Posted last month
About the role
- Senior Director of Surveillance & Market Intelligence at FINRA, ensuring compliance and management of surveillance operations. Leading teams, managing regulatory intelligence, and representing the organization.
Responsibilities
- Direct teams of managers and individual contributors
- Account for meaningful career development conversations and regular coaching and feedback
- Lead the execution of the surveillance program
- Design and implement effective measures to manage surveillance matters
- Manage the review and analysis of regulatory intelligence
- Represent FINRA in internal/external meetings and speaking engagements
- Monitor and implement solutions to achieve success measures
Requirements
- Bachelor’s degree
- Minimum of ten (10) years of experience in the securities/financial services industry or equivalent combination of education and experience
- Minimum five (5) years supervisory experience
- Demonstrated project management
- Strong understanding of surveillance development lifecycle
- Extensive working knowledge of FINRA, MSRB and other SRO rules
- Experience with investigations involving securities rule violations
- Excellent written and verbal communications skills
- Strong organizational skills and attention to detail
Benefits
- Health insurance
- Dental insurance
- Vision insurance
- Life insurance
- Accidental death and dismemberment insurance
- Short-term disability insurance
- Long-term disability insurance
- Retirement plan with company match
- Tuition reimbursement
- Commuter benefits
- Paid time off including 15 days of paid time off, 5 personal days, and 9 sick days
- Volunteer service days
- Paid holidays
- Childbirth and parental leave
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