Senior Manager overseeing regulatory advisory and risk management at Capital One. Responsible for regulatory relationships and examination preparations across multiple locations.
Responsibilities
Foster relationships with Federal Regulatory Supervisory staff
Engage with internal and external partners for regulatory interactions
Prepare for regulatory examinations and oversee execution of on-site activities
Monitor corrective actions and ensure timely mitigation
Support policy-making advocacy related to banking and regulatory matters
Requirements
At least 5 years of experience in banking or financial services, operational or enterprise risk management, audit, consulting, regulatory agencies, or a combination
Preferred: 6 years in risk management, audit, consulting or a combination
Preferred: 6 years in compliance, legal, or a combination
Preferred: 6 years in integrated projects with senior leaders and external stakeholders
Preferred: 4 years in vertically integrated industries
Preferred: 4 years working with banking regulators and regulatory policy
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