Lead execution of operational risk management program within corporate services for Transamerica. Collaborate with teams to identify and assess key risks across the business and technology landscape.
About the role
- Principal Risk Specialist at Capital One responsible for technology risk management and compliance with regulatory requirements. Ensuring effective control governance and contributing to process improvements.
Responsibilities
- Ensure assigned Tech controls are operating effectively and as designed/intended.
- Own the operational oversight adhering to appropriate policies/standards and provide risk consulting for assigned controls portfolio.
- Provide consultation and oversight on control design, perform effective challenges on control design, and help maintain effective controls for both internal and external testing.
- Perform independent Management “pre-audit” assessments of first line tech controls to determine sufficiency of processes and effectiveness of execution prior to formal testing evaluation.
- In the event there is a potential issue noted with any control, be responsible for providing consultation and effective challenge, and accountable for remediation plan and issue closure.
- Directly contribute to continuous process improvement initiatives by identifying solutions that drive efficiency and optimization within the technology risk and control domain, and implementing via Agile or the standard software delivery lifecycle (SDLC).
Requirements
- Bachelor's Degree or military experience
- At least 3 years of Risk Management Experience
- 4+ years of Information Systems Risk Management, IT Audit and Compliance Experience (Preferred)
- 4+ years of Project Management experience leading cross functional projects and programs in Risk (Preferred)
- 3+ years of experience developing and implementing industry risk frameworks and quantitative analysis (Preferred)
- 3+ years of experience with the COSO methodology (Preferred)
- 3+ years of experience working with Sarbanes Oxley (SOX) regulations (Preferred)
- 3+ years of experience with Risk Controls and Process Management (Preferred)
- 2+ years of experience with Python, SQL, or Databricks (Preferred)
- PMP, CPM,CRISC, CISA, CISM, CISSP, CSOX, CSOXP, CSOXM OR Cloud AWS certifications (Preferred)
Benefits
- Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.
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