Principal Risk Specialist at Capital One responsible for technology risk management and compliance with regulatory requirements. Ensuring effective control governance and contributing to process improvements.
About the role
- Operational Analyst at Equiniti managing governance outputs and reporting for operational oversight. Ensuring accuracy and insights for executive and board-level audiences through data analysis.
Responsibilities
- Own the preparation, analysis and production of operational management information across oversight areas (e.g. complaints, third-party governance, market counterparties), ensuring outputs are accurate, timely and suitable for executive, board and regulatory audiences.
- Analyse large data sets to identify trends, anomalies and emerging risks, translating findings into clear insights and recommendations.
- Apply professional judgement when reviewing data, documentation and governance outputs; challenge inconsistencies, escalate issues appropriately and ensure robustness of conclusions.
- Conduct detailed due diligence assessments on market counterparties and other third parties, reviewing financial statements, control reports and regulatory documentation; summarise findings and clearly articulate risk exposure and recommendations.
- Maintain clear audit trial and documentation supporting due diligence and oversight decisions.
- Support execution of the Business Continuity Plan (BCP) calendar, including scenario preparation, and testing coordination, post-test reporting and maintenance of regulatory-ready documentation.
- Proactively identify opportunities to enhance governance, reporting, and due diligence processes, driving continuous improvement and operational efficiency.
Requirements
- Strong analytical capability with the ability to interpret structured and unstructured data and form independent, defensible conclusions.
- Demonstrate ability to apply professional judgement, determine materiality and escalate issues appropriately.
- Demonstrated experience operating with minimal supervision in a complex, regulated environment.
- Proven ability to draft high-quality written outputs in a clear, concise manner suitable for executive, board and regulatory audiences.
- Experience working with a regulated financial services or operational environment, with exposure to governance, risk or oversight activities.
- Ability to manage multiple workstreams and meet deadlines in structured, organised manner.
- Good working knowledge of Microsoft Office, particularly Excel, Word, and PowerPoint.
Benefits
- Health insurance
- Retirement plans
- Paid time off
- Flexible work arrangements
- Professional development
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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