Support the implementation of the risk management and internal control framework for the DTVM, ensuring regulatory compliance, risk assessment and mitigation, and promoting operational efficiency and sustainability of the product and service portfolio.
Develop and identify internal controls based on risk management methodologies and regulatory requirements.
Map operational risks (processes, products and services) and assess risks in the design of new DTVM projects.
Draft, maintain and update the department's internal policies and procedures, ensuring regulatory adherence and institutional alignment.
Create and analyze performance, risk and operational efficiency indicators and management reports, preparing technical assessments to support business areas.
Identify weaknesses in the DTVM's risk management and internal controls, establish action plans and propose solutions to mitigate and improve practices.
Assess the impact of regulatory changes and internal guidelines, implementing necessary adaptations and continuous improvements to processes and policies related to DTVM risk management and internal controls.
Prepare technical presentations to support leadership decision-making in risk forums, audits and other committees.
Requirements
Education: Postgraduate degree in Business Administration, Economics, Accounting, Finance or related fields.
Experience in risk management and internal controls.
Experience working in brokerages or securities distributors (DTVM).
Knowledge of regulations from the Central Bank of Brazil, CVM (Brazilian Securities Commission) and BSM.
Strong communication and stakeholder influence skills.
PQO Compliance certification.
Proficiency with risk management frameworks such as COSO or equivalent.
Knowledge of risk management methodologies, tools and metrics.
Expertise in control testing applied to processes, products and services.
Deep knowledge of regulations and regulatory bodies of the financial system applicable to DTVMs.
Advanced skills in Excel and PowerPoint.
Benefits
Profit-sharing / Performance-based bonus (PPR).
Meal and food allowance.
Private pension plan with employer co-contribution.
Life insurance.
Medical and dental plan (employee and dependents).
Childcare / babysitting allowance.
Home Office / Hybrid work allowance.
Gympass.
Zenklub (emotional and mental wellbeing platform) — extendable to dependents.
Installation Analyst handling client onboarding processes for Ascensus, engaging with clients and ensuring timely transitions for retirement plans. Collaborates with teams to manage tasks and client communication effectively.
Board Certified Behavior Analyst with BK Healthcare Management conducting assessments and supervising ABA programs while supporting RBTs and collaborating with experienced staff.
Board Certified Behavior Analyst making a meaningful impact in healthcare with competitive pay and flexible roles. Supporting caregivers and RBTs in conducting assessments and ABA programs.
Board Certified Behavior Analyst providing support and training within a healthcare team. Conducting assessments, supervising, and creating behavior plans for clients and staff.
Board Certified Behavior Analyst conducting assessments and supervising ABA programs. Supporting and training caregivers while collaborating with experienced BCBAs in Hastings, NE.
Board Certified Behavior Analyst in healthcare management, conducting assessments and supervising ABA programs. Collaborating with a team to support caregivers and RBTs in diverse settings.
Board Certified Behavior Analyst at BK Healthcare Management supporting ABA programs and staff while conducting assessments and behavior plans. Seeking certified BCBAs with experience supervising RBTs and a growth mindset.
Behavior Analyst role at BK Healthcare Management focusing on assessments and supervision of ABA programs. Collaborating with a team of BCBAs to enhance care plans and training.
Sr. IT Medical Imaging Analyst enhancing medical imaging and clinical applications at Virtua Health. Recommending IS solutions while managing external vendor relations and optimizing application functionality.
Compensation Analyst at Lithia & Driveway contributing to strategic pay solutions across nationwide dealerships. Collaborating with leadership to attract and retain talents while ensuring compliance with laws.