XE
Xcel EnergyRegulatory Policy Specialist
Regulatory Policy Specialist developing regulatory case filings and strategies at Xcel Energy. Collaborating with senior management to ensure compliance and effective communication with stakeholders.
About the role
- Ensure accurate and timely OTC derivatives reporting in line with MAS (Singapore) and HKMA (Hong Kong) regulatory requirements.
- Support regulatory reporting updates driven by business transformation or the introduction of new products.
- Partner with the front office, operations, and technology to ensure new trading products (e.g., exotic derivatives) are captured and reported correctly.
- Conduct end-to-end analysis of reporting requirements, including data sourcing, mapping, and reconciliation against broker files.
- Perform gap analysis between current reporting processes and regulatory expectations.
- Map data flows across systems and identify data quality issues and lead remediation efforts.
- Act as a confident and credible liaison between compliance, technology teams, and senior management to manage reporting expectations and resolve issues.
Requirements
- Prior experience working in or with hedge funds is preferred.
- Demonstrated experience in OTC regulatory reporting, with deep knowledge of buy-side regulatory challenges.
- Proven ability to perform detailed data analysis and mapping for regulatory reporting.
- Excellent verbal and written communication skills.
Benefits
- Salary: to be discussed
- Length: 6 months, with likely extension
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
No Education Requirement
Location requirements
MA
MassMutualLead, Insurance Product Compliance
Lead, Insurance Product Compliance offering guidance on compliance risks and solutions for insurance underwriting. Collaborate with stakeholders and perform data analysis to recommend compliance actions.
RB
Regions BankFair Lending Compliance Manager
Compliance Manager overseeing Fair Lending Program at Regions Bank. Directing compliance reviews, advising leadership, and managing training and oversight initiatives.
SH
Syneos HealthCommercial Compliance & Ethics Analyst
Commercial Compliance Analyst supporting launch and compliance of commercial field teams at Syneos Health. Collaborating across teams to ensure adherence to regulatory requirements and develop training.
Compliance Analyst responsible for operational execution of licensing program for Nuvei. Handling regulatory reporting, license maintenance, and governance metrics.
Partner Commercial Manager focusing on license compliance strategies for AVEVA’s software revenues in India. Collaborate with sales and legal teams to ensure compliance and drive growth.
LG
LSEG (London Stock Exchange Group)Compliance Assistant Manager, Benchmarks & Indices
Compliance Assistant Manager supporting FTSE Russell operations and compliance frameworks at LSEG. Driving regulatory excellence with key responsibilities in risk management and governance.
JG
juris GmbHLegal Counsel, Compliance
Legal Compliance Officer at juris GmbH focusing on central compliance requirements and legal standards. Engaging with management to strengthen legal security and implement compliance in processes.
SG
Scania GroupCompliance Officer
Compliance Officer supporting implementation of compliance frameworks in TRATON Financial Services. Collaborating across departments and focusing on AML and GDPR compliance in Romanian and Bulgarian markets.
CB
Constellation BrandsData Privacy and Compliance Manager
Manager of Privacy & Data Compliance at Constellation Brands overseeing privacy operations and ensuring data protection across teams. Collaborating with business units to maintain regulatory compliance and manage risks.