About the role

  • Keep abreast of regulatory developments impacting Titan Wealth businesses
  • Identify new regulations and perform impact analysis for the business
  • Implement regulatory requirements in the context of regulatory change or business expansion initiatives
  • Advise and liaise with Titan Wealth compliance colleagues on interpretation of regulations, cross-border scenarios and policy development
  • Advise on wealth management client and product documentation
  • Respond to ad hoc legal queries arising from the Titan Wealth businesses
  • Liaise with outside counsel on domestic and cross-border jurisdictional issues
  • Assess regulatory implications of new business initiatives and specific client situations

Requirements

  • Qualified lawyer in England and Wales
  • A minimum of 3-5 years post-qualification experience in a UK financial services regulatory role in private practice and/or as in-house counsel
  • Experienced in UK regulatory requirements including the FCA’s Consumer Duty
  • Experienced in both legal and regulatory risks associated with a wealth management business
  • Ability to articulate legal issues, risks, complex concepts and the commercial implications of a recommended course of action in a clear and concise manner
  • Proactive, enthusiastic, resilient and able to work under pressure
  • Experience advising on client and product documentation and liaising with outside counsel on cross-border issues

Benefits

  • Competitive salary
  • Attractive Employee Pension Scheme (7.5% employer & minimum 3% employee)
  • 25 days Annual Leave + public holidays
  • Buy and sell holidays up to 5 days
  • Office Christmas close (3-days)
  • Private medical insurance
  • Group life insurance
  • Income protection insurance
  • Hybrid working
  • Further education and training support
  • Discretionary performance related bonus
  • Confidential Employee Assistance Programme
  • 2 days per year for voluntary work
  • And lots of flexible benefits to choose from!

Job title

Legal Counsel – Regulatory

Job type

Experience level

Mid levelSenior

Salary

Not specified

Degree requirement

Professional Certificate

Location requirements

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