Keep abreast of regulatory developments impacting Titan Wealth businesses
Identify new regulations and perform impact analysis for the business
Implement regulatory requirements in the context of regulatory change or business expansion initiatives
Advise and liaise with Titan Wealth compliance colleagues on interpretation of regulations, cross-border scenarios and policy development
Advise on wealth management client and product documentation
Respond to ad hoc legal queries arising from the Titan Wealth businesses
Liaise with outside counsel on domestic and cross-border jurisdictional issues
Assess regulatory implications of new business initiatives and specific client situations
Requirements
Qualified lawyer in England and Wales
A minimum of 3-5 years post-qualification experience in a UK financial services regulatory role in private practice and/or as in-house counsel
Experienced in UK regulatory requirements including the FCA’s Consumer Duty
Experienced in both legal and regulatory risks associated with a wealth management business
Ability to articulate legal issues, risks, complex concepts and the commercial implications of a recommended course of action in a clear and concise manner
Proactive, enthusiastic, resilient and able to work under pressure
Experience advising on client and product documentation and liaising with outside counsel on cross-border issues
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