Export Compliance Manager supervising compliance with international trade regulations and laws. Monitor export orders and maintain necessary documentation while ensuring adherence to TSA regulations.
SF
Hybrid Director, Asset Management Compliance
Posted 4 months ago
About the role
- Director managing compliance oversight for third-party fund managers of alternative investment products at Fidelity. Fostering partnerships to support product expansion and evaluate compliance controls.
Responsibilities
- perform Operational Due Diligence (ODD) of third-party fund managers of alternative investment products on behalf of the CCOs, other governing bodies, and investors
- continuous assessment of improvement opportunities and regulatory changes in compliance oversight programs
- proactively evaluate the compliance environment to assess strengths or weaknesses of controls that support products and services
- foster strong partnerships with key business partners to support the expansion of solutions-based products and fund offerings, particularly in the alternatives asset class
Requirements
- Bachelor’s degree or equivalent
- 10+ years of compliance, risk, and/or regulatory experience in the financial services industry
- Experience supporting alternative investment products and/or private funds (preferred, not required)
- Strong understanding of the federal securities laws including the Investment Advisers Act of 1940
- Strong analytical and problem-solving skills with an ability to understand complex issues and regulatory requirements and to provide clear and concise point of view in written and verbal communications, including to senior management
- Drive to evaluate opportunities for improvements in process through technology solutions
- Strong organizational skills and attention to detail, with a proven ability to succeed in a fast-paced environment
Benefits
- comprehensive health care coverage and emotional well-being support
- market-leading retirement
- generous paid time off and parental leave
- charitable giving employee match program
- educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career
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