Compliance Analyst responsible for operational execution of licensing program for Nuvei. Handling regulatory reporting, license maintenance, and governance metrics.
About the role
- Review new client and matter forms and query incomplete or unclear information
- Conduct conflict searches and analyse results, liaising with Partners/Case Handlers
- Escalate conflict issues to Team Leaders, Head of BAU, Risk Lawyers and General Counsel
- Maintain and update conflict search database and assist implementation of information barriers
- Research and verify new clients, establish corporate structures and identify UBOs
- Create online profiles for PEPs/high risk clients and attribute client risk ratings
- Seek MLRO/Risk Partner sign-off and advise Case Handlers on mitigation steps
- Assist in on-going client monitoring and update Client Due Diligence
- Screen clients and matters for sanctions and escalate adverse findings
- Carry out conflict checking and onboarding for lateral hires and support junior BAU team
- Record all conflict and AML communications and conclusions in inception software
- Assist on execution of projects as and when they arise
Requirements
- Knowledge and technical expertise in conflicts, AML and sanctions
- Conducting conflict checks using the firm's conflict database and Black Book
- Analysing new client and matter forms and identifying legal or commercial conflicts
- Researching, identifying and verifying clients using online data providers
- Establishing corporate structures and tracing ultimate beneficial owners
- Researching and identifying PEPs and high risk clients and attributing risk ratings
- Seeking sign off from MLROs and Risk Partners and escalating where required
- Recording AML documentation and conflict research in client and matter inception software
- Ability to liaise with Partners, Case Handlers, Team Leaders, Risk Lawyers and General Counsel
- Supporting high volume matter inception and on-going client monitoring
- Supporting and training junior members of the BAU Team
- Strong communication, research and documentation skills
Benefits
- Healthcare
- Retirement planning
- Wellbeing initiatives
- A range of tailored benefits and support
- Professional development and early careers programmes
- Opportunities for pro bono work, volunteering and charitable partnerships
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
No Education Requirement
Location requirements
Partner Commercial Manager focusing on license compliance strategies for AVEVA’s software revenues in India. Collaborate with sales and legal teams to ensure compliance and drive growth.
LG
LSEG (London Stock Exchange Group)Compliance Assistant Manager, Benchmarks & Indices
Compliance Assistant Manager supporting FTSE Russell operations and compliance frameworks at LSEG. Driving regulatory excellence with key responsibilities in risk management and governance.
JG
juris GmbHLegal Counsel, Compliance
Legal Compliance Officer at juris GmbH focusing on central compliance requirements and legal standards. Engaging with management to strengthen legal security and implement compliance in processes.
SG
Scania GroupCompliance Officer
Compliance Officer supporting implementation of compliance frameworks in TRATON Financial Services. Collaborating across departments and focusing on AML and GDPR compliance in Romanian and Bulgarian markets.
CB
Constellation BrandsData Privacy and Compliance Manager
Manager of Privacy & Data Compliance at Constellation Brands overseeing privacy operations and ensuring data protection across teams. Collaborating with business units to maintain regulatory compliance and manage risks.
Intern assisting in packaging development for major food industry company. Contributing to compliance analysis and audits while collaborating with engineering teams.
NE
NestleCompliance Manager
Compliance Manager responsible for quality assurance and compliance at Nestlé's Marton Factory. Leading a team to uphold food safety and hygiene standards in a key manufacturing role.
KT
Kafea TerraEUDR Compliance Coordinator
EUDR Compliance Coordinator ensuring Kafea Terra’s compliance with EU Deforestation Regulation. Role involves collaboration across Operations, IT, Legal, Finance, Supply Chain, and Marketing teams.
KA
Compliance Data Specialist role focused on data extraction and analysis for regulatory compliance at Kantox. Collaborating with IT and compliance teams to ensure data accuracy and support regulatory obligations.