Team Lead for Data Protection and Compliance at Proofpoint, leading implementations for clients to enhance their security posture and compliance requirements.
About the role
- Compliance Lead Analyst at Coinbase focusing on risk mining investigations and optimizing compliance processes. Collaborating with cross-functional teams and ensuring compliance with regulations.
Responsibilities
- Analyze automated alerts and manual referrals from transaction monitoring systems with a focus on complex interconnected cases
- Conduct due diligence research and KYC reviews on transaction activities across internal and external tools to assess legitimacy and mitigate risks.
- Document findings and create written narratives to support case investigations.
- Recommend case decisions based on investigative results in line with regulatory requirements and best practices
- Act as a subject matter expert for new and existing Compliance Operations tools, processes, and future enhancements.
- Conduct UAT to test compliance tools, rules, detection models, automation, and UI enhancements, providing actionable feedback to technology teams on design and efficacy.
- Identify patterns or emerging risks
- Collaborate with cross-functional teams to evaluate, refine, and optimize compliance workflows, models, and procedures. Focus on improving efficiency, efficacy, scaling resources, and introducing industry best practices.
- Remain current with industry standards and developments in the areas of KYC, BSA/AML, and OFAC, and apply regulatory requirements and internal policies and procedures to case investigation
- Maintain detailed documentation to demonstrate compliance with regulations and internal policies and procedures
Requirements
- Minimum of 3-5 years of relevant experience in traditional financial services, crypto, or the tech industry, with a focus on TMS/EDD compliance investigations, or regulatory matters.
- Strong interpersonal, analytical, and communication (verbal and written) skills
- Experience working with Google apps
- Flexible and adaptable to the evolving needs of a high-growth and fast paced organization environment
- Ability to think both strategically and operationally, with an eye for identifying risks and opportunities early.
- Creativity and problem-solving skills to address unstructured challenges.
- A curiosity to explore how things work, a drive to improve systems, and a mindset that challenges the status quo.
Benefits
- bonus eligibility
- equity eligibility
- benefits (including medical, dental, and vision)
Job title
Job type
Experience level
Salary
Degree requirement
No Education Requirement
Location requirements
Intern supporting compliance management at ANBIMA, a financial market association overseeing integrity and legal compliance. Assisting with internal policies and external regulations.
Safety Manager coordinating holistic safety and risk programs for Aramark's operations. Implementing and enforcing safety standards and managing compliance with health and environmental regulations.
Senior Compliance Manager driving compliance risk management in wealth management at TD Bank. Overseeing regulatory compliance and managing a team for branch inspections and investigations.
Clinical Trials Regulatory Specialist at Winship Cancer Institute managing regulatory affairs and supporting clinical trials research with a focus on regulatory compliance and communication.
Regional Compliance BP as a strategy partner providing compliance consultation and oversight. Involved in compliance function in a leading healthcare company based in China.
Compliance, Training & Documentation Specialist supporting document management and compliance at Johnson & Johnson. Hybrid role based in Somerset, NJ with responsibilities across various operational aspects.
Specialist in Compliance, Training, & Documentation at Johnson & Johnson. Driving Quality and Compliance in customer service operations and supporting various projects within the organization.
Environmental Compliance Manager overseeing compliance programs for 40+ US facilities at CyrusOne. Responsible for air emissions, waste management, and ensuring regulatory compliance.
Compliance & Operational Risk Specialist responsible for mitigating legal, compliance, and reputational risks at Bank of America. Managing Material Non - Public Information and supporting various business functions.