XE
Xcel EnergyRegulatory Policy Specialist
Regulatory Policy Specialist developing regulatory case filings and strategies at Xcel Energy. Collaborating with senior management to ensure compliance and effective communication with stakeholders.
About the role
- Analyze automated alerts and manual referrals from transaction monitoring systems with a focus on complex interconnected cases
- Conduct due diligence research and KYC reviews on transaction activities across internal and external tools to assess legitimacy and mitigate risks.
- Document findings and create written narratives to support case investigations.
- Recommend case decisions based on investigative results in line with regulatory requirements and best practices
- Act as a subject matter expert for new and existing Compliance Operations tools, processes, and future enhancements.
- Conduct UAT to test compliance tools, rules, detection models, automation, and UI enhancements, providing actionable feedback to technology teams on design and efficacy.
- Identify patterns or emerging risks
- Collaborate with cross-functional teams to evaluate, refine, and optimize compliance workflows, models, and procedures. Focus on improving efficiency, efficacy, scaling resources, and introducing industry best practices.
- Remain current with industry standards and developments in the areas of KYC, BSA/AML, and OFAC, and apply regulatory requirements and internal policies and procedures to case investigation
- Maintain detailed documentation to demonstrate compliance with regulations and internal policies and procedures
Requirements
- Minimum of 3-5 years of relevant experience in traditional financial services, crypto, or the tech industry, with a focus on TMS/EDD compliance investigations, or regulatory matters.
- Strong interpersonal, analytical, and communication (verbal and written) skills
- Experience working with Google apps
- Flexible and adaptable to the evolving needs of a high-growth and fast paced organization environment
- Ability to think both strategically and operationally, with an eye for identifying risks and opportunities early.
- Creativity and problem-solving skills to address unstructured challenges.
- A curiosity to explore how things work, a drive to improve systems, and a mindset that challenges the status quo.
Benefits
- bonus eligibility
- equity eligibility
- benefits (including medical, dental, and vision)
Job title
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Degree requirement
No Education Requirement
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