Overseeing compliance inspections for an investment management company. Supporting the development and maintenance of compliance processes and providing guidance on regulatory implications.
About the role
- Compliance Lead Analyst at Coinbase focusing on risk mining investigations and optimizing compliance processes. Collaborating with cross-functional teams and ensuring compliance with regulations.
Responsibilities
- Analyze automated alerts and manual referrals from transaction monitoring systems with a focus on complex interconnected cases
- Conduct due diligence research and KYC reviews on transaction activities across internal and external tools to assess legitimacy and mitigate risks.
- Document findings and create written narratives to support case investigations.
- Recommend case decisions based on investigative results in line with regulatory requirements and best practices
- Act as a subject matter expert for new and existing Compliance Operations tools, processes, and future enhancements.
- Conduct UAT to test compliance tools, rules, detection models, automation, and UI enhancements, providing actionable feedback to technology teams on design and efficacy.
- Identify patterns or emerging risks
- Collaborate with cross-functional teams to evaluate, refine, and optimize compliance workflows, models, and procedures. Focus on improving efficiency, efficacy, scaling resources, and introducing industry best practices.
- Remain current with industry standards and developments in the areas of KYC, BSA/AML, and OFAC, and apply regulatory requirements and internal policies and procedures to case investigation
- Maintain detailed documentation to demonstrate compliance with regulations and internal policies and procedures
Requirements
- Minimum of 3-5 years of relevant experience in traditional financial services, crypto, or the tech industry, with a focus on TMS/EDD compliance investigations, or regulatory matters.
- Strong interpersonal, analytical, and communication (verbal and written) skills
- Experience working with Google apps
- Flexible and adaptable to the evolving needs of a high-growth and fast paced organization environment
- Ability to think both strategically and operationally, with an eye for identifying risks and opportunities early.
- Creativity and problem-solving skills to address unstructured challenges.
- A curiosity to explore how things work, a drive to improve systems, and a mindset that challenges the status quo.
Benefits
- bonus eligibility
- equity eligibility
- benefits (including medical, dental, and vision)
Job title
Job type
Experience level
Salary
Degree requirement
No Education Requirement
Location requirements
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