Senior Compliance Manager driving compliance risk management in wealth management at TD Bank. Overseeing regulatory compliance and managing a team for branch inspections and investigations.
About the role
- Regional Compliance BP as a strategy partner providing compliance consultation and oversight. Involved in compliance function in a leading healthcare company based in China.
Responsibilities
- 作为区域团队的战略合规合作伙伴，了解区域业务、团队、当地市场状况和 LEC 风险
- 在管理团队中，对地区关键决策进行参与，确保管理者以有效的方式执行合规责任
- 落实中央合规策略和程序，包括培训和沟通（高层的语气、员工绩效周期、培训记录以及其他后续工作）和其他临时任务
- 每日咨询为区域提供合规意见，基于RDPAC、全球及本地合规政策，及时准确地为区域提供支持
- 事先批准区域关键活动，确保合规管理良好
- 与中央合规职能部门进行合作，落实中央合规监控及调查跟进
Requirements
- 8~10年工作经验，拥有强大的风险管理背景
- 至少3年的工作经验在领先的法律公司或跨国制药/医疗器械/医疗保健公司的法律和合规部门
- 具备制药/医疗器械/医疗保健背景或知识
- 拥有扎实的内部法律和/或合规经验
- 拥有跨国制药经验者优先
- 强烈的诚信水平，能够在压力下坚持原则
- 强大的风险意识，风险管理技能，注重细节和强大的学习能力
- 热情并愿意迎接挑战
- 中英文的出色文档书写能力，能撰写备忘录，准备excel数据分析和PPT演示
- 沟通/协调/利益相关者管理
Benefits
- 20%-30% 要出差
- 增长的灵活性和对生命的灵活性较高的需求满足
- 提供日常合规建议
- 支持中央进行销售区域的监控和其他临时任务
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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