Corporate Due Diligence Executive managing client onboarding and compliance processes for fintech company. Conducting reviews, due diligence, and collaboration with legal and operations teams.
About the role
- Compliance Director safeguarding Zodia Custody against financial crime under Luxembourg regulations. Ensuring a robust compliance framework and managing regulatory requirements.
Responsibilities
- Safeguard Zodia against financial crime by establishing and maintaining a robust compliance framework
- Proactively manage regulatory requirements and mitigate emerging risks
- Serve as Regional Director Compliance for Europe and appointed RC under Luxembourg law
- Perform role as Money Laundering Reporting Officer (MLRO) and Data Protection Officer (DPO)
- Lead all regulatory authorisations and ongoing supervisory engagement with the CSSF
- Ensure timely and accurate submission of regulatory filings, notifications, and incident reporting
- Develop and maintain a Conduct and Financial Crime Compliance (CFCC) controls framework
- Work closely with the Group Compliance team on strategy and compliance projects
- Provide independent second line oversight of Client asset safeguarding and segregation arrangements
- Oversee compliance with ICT risk management, cyber resilience and incident reporting obligations
- Implement and perform CFCC monitoring/surveillance programmes
- Keep abreast of EU and CSSF regulatory developments and advise management
- Own the regulatory relationship with the CSSF and other relevant European regulators
- Provide compliance related support to the local Authorised Managers
Requirements
- Minimum 10 years’ experience in senior Compliance and/or Financial Crime roles within regulated financial services.
- Proven experience holding a regulated control function (e.g. RC, MLRO, SMF, authorised manager or equivalent), with personal accountability for regulatory compliance.
- Demonstrable experience working directly with the CSSF or another EU financial regulator, including supervisory engagement, inspections, remediation and licence applications
- A subject matter expert in EU requirements, and CSSF circulars as it concerns Financial Crime and Compliance requirements, MICA and DORA.
- Proactive and delivery focused, with a strong ability to engage directly in detailed tasks and execute efficiently. Prepared to get into the detail, drive tasks
- Experience in managing a team and acting in a leadership capacity
- Based in Luxembourg.
- Exceptional communication skills, fostering trust and transparency across all levels of the organization.
- Strong interest in digital assets and an understanding of digital assets and blockchain technology.
- Desirable: Experience working in a digital asset firm and/or have extensive knowledge of digital assets, preferably custody, and are proficient in utilising blockchain analytics tools.
Benefits
- Private health care
- Generous Annual Leave
- Life Insurance
- Flexible bank holidays (can chose whether to work on bank holidays and use the leave elsewhere in the year)
- and more
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
No Education Requirement
Location requirements
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