Risk & Compliance Advisory Practice Lead at Netwealth providing risk and compliance advice across investment and product governance. Leading advisory teams while ensuring regulatory compliance and risk management standards.
About the role
- Regulatory Compliance Intern supporting WEX Bank Compliance Team with compliance program execution and related activities. Engage in real-world projects during WEX's Summer Internship Program.
Responsibilities
- Support the compliance team execute the Bank's overall compliance program as part of the second line of defense.
- Support the development of compliance resources inclusive of checklists, job aids, training, control documentation, procedures, testing scripts, etc.
- Support process mapping, control testing and review and/or assist in the development of first line of defense (the business areas) compliance.
- Learn how to assess the level of risk associated with any issues found during testing, following established guidelines.
- Help report any findings or issues to the team responsible for managing them, including understanding why the issue happened and suggesting ways to fix it.
- Build positive and collaborative relationships with colleagues across WEX, especially those in the business areas and other teams.
- Assist in creating compliance reports for the Chief Compliance Officer (CCO), Management Compliance Committee (MCC), Management, and/or the Board.
Requirements
- Currently enrolled in a Bachelor's degree program, with a focus in Business, Statistics, Analytics, Pre-Law, Finance, or related.
- Attention to detail.
- Prior banking experience preferred.
- Ability to research regulatory changes and analyze their impact.
- Strong communication skills are essential for collaborating with colleagues and communicating with management.
- Proficiency in using relevant software and systems is important.
Benefits
- health, dental and vision insurances
- retirement savings plan
- paid time off
- health savings account
- flexible spending accounts
- life insurance
- disability insurance
- tuition reimbursement
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