GRC Analyst supporting ISO27001 certification preparation at Asiera. Collaborating with technical teams for documentation and compliance.
N(
Hybrid Risk and Compliance Advisory Practice Lead
Posted yesterday
About the role
- Risk & Compliance Advisory Practice Lead at Netwealth providing risk and compliance advice across investment and product governance. Leading advisory teams while ensuring regulatory compliance and risk management standards.
Responsibilities
- Lead, coach and develop the Investment and Product Risk & Compliance Advisory team.
- Provide independent risk and compliance advice across investment risk management, product governance and distribution.
- Deliver effective check, challenge and oversight of risk assessments, incidents, breaches, issues and remediation plans.
- Oversee Line 2 assurance activities, including assessment of control design and operational effectiveness.
- Support governance committees and regulatory engagement activities.
- Partner with senior stakeholders to provide proportionate, practical advice aligned to business objectives.
- Drive continuous improvement across risk frameworks, reporting, KRIs and controls.
- Prepare and present risk insights and reporting to Executives and Committees.
Requirements
- 7+ years’ experience in financial services risk and compliance, including senior advisory and people leadership roles.
- Deep expertise in investment risk management, product governance and distribution risk.
- Strong Line 2 judgement with confidence providing independent, proportionate challenge.
- Experience overseeing incidents, breaches, issues and remediation.
- Proven ability to lead, coach and uplift teams while contributing as a senior SME.
- Strong executive and senior stakeholder engagement skills.
- Clear communication of complex risk matters to Executives, Committees and regulators.
- A proactive mindset focused on continuous improvement, integrity and accountability.
Benefits
- Family-friendly support: Paid parental leave and a fully funded school holiday program
- Wellness perks: CU Health (virtual healthcare), income protection, flu shots, wellness weeks, retail discounts and financial wellbeing services
- A vibrant culture: social events, trivia nights, and corporate sports
- Employee Resource Groups: LGBTQIA+, DAWN (Development and Accelerating Women at Netwealth), Culture Group and Carers Group
- Community Impact: Paid volunteering and our Netwealth Impact Group
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
No Education Requirement
Location requirements
Cyber GRC Senior Consultant supporting companies in enhancing cybersecurity and compliance. Collaborating with client teams to implement cybersecurity policies and conduct risk assessments.
Internal Controls & Compliance Supervisor managing compliance with SOX and internal controls at Solventum, a healthcare company enhancing solutions for healthcare professionals.
Regulatory Affairs Specialist ensuring compliance and strategic oversight at Multiverse. Drafting regulatory submissions and coordinating oversight processes within a hybrid work environment.
Director of Deposit Compliance responsible for leading compliance efforts for deposit products at Northwest Bank. Ensuring adherence to regulations and managing risk assessment processes for effective compliance operations.
Chargé de la Qualité et Conformité en alternance pour Economie d’Energie. Soutenir la conformité et le contrôle interne tout en participant à la transition énergétique en France.
Senior Specialist responsible for corrective actions in Global Trade Compliance at L3Harris. Track compliance incidents and facilitate corrective action processes across US and non - US jurisdictions.
Regulatory Affair Specialist at Capgemini Engineering ensuring regulatory compliance with medical device documentation. Supporting regulatory activities and monitoring the regulatory context impact on site processes.
Compliance Analyst role at Leve Saúde ensuring adherence to regulations in the health sector. Responsibilities include audits, policy management, and due diligence processes.
Governance, Risk & Compliance Specialist at Quilter providing oversight on governance, risk, and compliance activities, strengthening Quilter Invest’s risk management culture across the organization.