Lead compliance and risk management at Thndr Securities Brokerage, ensuring regulatory adherence and overseeing compliance operations. Collaborate with teams to mitigate risks and educate on compliance programs.
About the role
- Compliance Assistant ensuring regulatory compliance at SME fintech platform in LATAM. Supporting in controls and improvements for transparency in financial operations.
Responsibilities
- Asegurar el cumplimiento regulatorio del negocio
- Colaborar activamente en la implementación de controles y mejoras
- Controlar las operaciones, transacciones, montos y la solicitud de la documentación correspondiente
- Realizar el control de Debida Diligencia sobre clientes
- Brindar soporte al Oficial de Cumplimiento
- Dar soporte en diversos monitoreos del área
- Colaborar en la gestión e implementación de mejoras que surjan de las revisiones internas y externas
Requirements
- Estudiantes de la carreras Abogacía, Contador o Ciencias Económicas
- Licenciado en Administración de Empresas
- Se valorará contar con conocimientos de análisis de datos y/o SQL
Benefits
- Presencia local en 4 países de LATAM
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Tech skills
Location requirements
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