Regulatory Affairs CMC Project Lead coordinating multiple pharmaceutical projects at Sanofi. Providing strategic regulatory guidance, mentoring team members, and ensuring compliance in drug development.
SF
Hybrid Associate, Asset Management Compliance
Posted 2 months ago
About the role
- Compliance Associate supporting Fidelity's Asset Management Compliance operations through various responsibilities in financial services. Engaging in problem-solving and maintaining organizational compliance while collaborating with multiple departments.
Responsibilities
- Supporting the operations of the material non-public information program by responding timely to requests regarding the establishment of fund and personal trade restrictions as well as reviewing exception alerts and responding/resolving as needed
- Compiling information/data for internal reporting and regulatory responses
- Responding to internal client inquiries regarding routine basic matters and escalate as appropriate
- Active monitoring in support of compliance with information barriers
- Supporting the eCommunications program regarding policy reviews and escalated items
- Providing AMC management with information on current trends and issues recognized during assignments and recommend plans for improvement.
Requirements
- Bachelor's degree with 1-2 years’ experience in a financial services environment preferred
- A teammate with good interpersonal skills and the ability to work collaboratively across departments
- Strong organizational skills with a proven track record to multi-task with an attention to detail
- Sound decision-making ability and risk management skills
- Strong problem solving and analytical skills and the ability to be flexible in a fast-paced, changing environment
- Skills to communicate effectively, influence and solve problems with a variety of business partners
- Able to identify key opportunities for improvements in process through technology solutions.
Benefits
- Health insurance
- Retirement plans
- Paid time off
- Flexible work arrangements
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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