Key contributor in Integrated Resource Planning at Duke Energy. Prepare executives for regulatory testimonies on future energy demands and regulatory compliance.
About the role
- Lead compliance and risk management at Thndr Securities Brokerage, ensuring regulatory adherence and overseeing compliance operations. Collaborate with teams to mitigate risks and educate on compliance programs.
Responsibilities
- Lead and develop a high-performing team of compliance and risk professionals (minimum four direct reports) responsible for daily compliance operations and monitoring.
- Act as the primary liaison with the Financial Regulatory Authority (FRA), maintaining strong and transparent relationships with regulators.
- Ensure regulatory compliance across all brokerage activities, including onboarding, trading, client communications, reporting, and recordkeeping.
- Oversee regulatory reporting and ensure timely, accurate submissions of all required filings, renewals, and notifications.
- Prepare and brief internal teams ahead of any regulatory inspections or reviews, ensuring full readiness and documentation accuracy.
- Monitor and interpret regulatory changes and lead internal alignment to maintain compliance with evolving laws, FRA circulars, and industry standards.
- Collaborate with Policy and CRF teams to identify, close, and prevent compliance gaps while ensuring consistency with group-wide frameworks.
- Implement robust monitoring and surveillance programs to detect, escalate, and address potential breaches or suspicious activity.
- Supervise AML/CFT obligations and ensure that policies, procedures, and systems effectively prevent and detect financial crime.
- Oversee product and process approvals, reviewing new initiatives for compliance implications and regulatory fit.
- Drive compliance culture by promoting awareness, training, and accountability across the organization.
- Support risk management efforts, ensuring operational, reputational, and regulatory risks are identified, assessed, and mitigated.
Requirements
- Bachelor’s degree in Law, Finance, Economics, or related field
- Minimum 6+ years of experience in compliance or risk management within a financial services or brokerage firm regulated by the FRA (or equivalent authority).
- Strong understanding of Egyptian capital markets regulations, AML/CFT frameworks, and brokerage operations.
- Demonstrated success managing regulator relationships, regulatory inspections, and cross-functional compliance programs.
- Proven leadership ability to manage and develop teams in a fast-paced, mission-driven environment.
- Excellent communication and stakeholder management skills, with fluency in English and Arabic (written and spoken).
- A proactive, solution-oriented mindset with strong analytical and ethical judgment.
Benefits
- Competitive salary
- Flexible working hours
- Professional development budget
- Home office setup allowance
- Global team events
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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