Senior Project Engineer managing GMP compliance projects in the Life Sciences industry. Responsible for project planning, execution and quality assurance documentation in a dynamic team environment.
About the role
- Compliance Representative managing risk and compliance under U.S. Bank's financial services. Involves collaboration across various teams and addressing policy violations and customer complaints.
Responsibilities
- Partners with their assigned Line of Business, other Risk/Compliance/Audit (RCA) professionals, and RCA Managers to create, implement, maintain, review or oversee an effective risk management framework
- Participates in projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations
- Identifies gaps and inform solutions that minimize losses resulting from inadequate internal processes, systems or human errors
- Identifies, responds and/or escalates risks as appropriate
- Serves as a functional liaison between the Line of Business and the Lines of Defense
- Review potential policy violations
- Review and resolution of customer complaints
- Review of potential elder and vulnerable adult referrals
- Back up reporting as well as other team related tasks
- Support retail consolidation efforts
Requirements
- Bachelor's degree, or equivalent work experience
- Typically 3+ years of applicable experience
- Series 7, Series 24, and Series 63 or 66 required
- Series 4 required and/or must be willing to obtain within 180 days
- Intermediate knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business
- Intermediate understanding of the business line’s operations, products/services, systems, and associated risks/controls
- Thorough knowledge of Risk/Compliance/Audit competencies
- Strong analytical, process facilitation and project management skills
- Proficient computer navigation skills using a variety of software packages, including Microsoft Office applications and word processing, spreadsheets, databases, and presentations
- Ability to adapt to a changing environment and handle multiple priorities
- Strong attention to detail & organizational skills
Benefits
- Healthcare (medical, dental, vision)
- Basic term and optional term life insurance
- Short-term and long-term disability
- Pregnancy disability and parental leave
- 401(k) and employer-funded retirement plan
- Paid vacation (from two to five weeks depending on salary grade and tenure)
- Up to 11 paid holiday opportunities
- Adoption assistance
- Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
Bilanzbuchhalter responsible for compliance and quality standards in financial services for Germany and Bulgaria. Focused on training, internal controls, and financial reporting.
Managing Environmental Permitting Lead at Anchor QEA leading waterfront development projects. Responsible for permitting strategies and regulatory approvals in the San Francisco Bay Area and beyond.
Associate for managing relationships with clients requiring FATCA/CRS compliance. Conducting documentation review and maintaining client portfolios while supporting team processes.
Compliance Analyst ensuring regulatory compliance through data analysis and monitoring for Prex, a leading LATAM financial platform.
Regulatory Affairs Manager handling drug approval processes and regulatory affairs. Working with authorities and ensuring compliance for a leading international pharmaceutical firm in Munich.
DG
Referent in Organisationsentwicklung and Governance supporting compliance and development at Diakonie Mark - Ruhr. Involved in building internal controls and quality frameworks in a social organization.
Lead compliance and AML efforts at Onafriq, a fintech company, overseeing FCA regulations. Act as MLRO ensuring robust compliance culture while supporting UK business growth.
Vendor Compliance Analyst coordinating Oracle solutions and troubleshooting customer scorecards at Helen of Troy. Collaborating with internal teams to ensure compliance and address issues efficiently.
Product Development & Regulatory Specialist in an innovative nutricosmetic company. Supporting product innovation and regulatory compliance for collagen - based supplements in global markets.