Risk and Compliance Advisor supporting technology groups in ensuring compliance and risk assessments in software development and IT operations. Engaging with various teams and reporting risks to governance committees.
Responsibilities
Partners with key team members in the business to identify, assess, aggregate and document risk and compliance controls, including risks associated with new or modified products, services, distribution channels, regulations, and third-party operations
Communicates results of risk and compliance work to governance committees, business process owners and various levels of leadership
Contributes to the implementation of new risk and compliance policies, practices, appetites, and solutions to ensure well-rounded understanding and management of risks according to industry standard process
Implements assigned risk or compliance activities in accordance with enterprise policies and procedures
Maintains and expands knowledge of the competitive/regulatory landscape and the company's key challenges
Reviews laws and regulations for business impact and makes proposals for awareness and action
May coordinate and respond to regulatory requirements and requests and ensures the execution of examinations
Performs work on risk and compliance processes that focus on improving strategies, tools, and methodologies to measure, monitor, and report risks
Applies knowledge to assess data and produce analytical insights to understand business objectives, drive business decisions and influence solution strategies
Actively contributes in multi-functional teams to identify, assess, aggregate, and mitigate current and emerging risk events
Contributes to stress test plans for a line of business or the enterprise including the evaluation of results and framing of contingency plans in partnership with key business partners
Requirements
Bachelor’s degree or 4 additional years of related experience beyond the minimum required may be substituted in lieu of a degree
4 years relevant experience in risk, compliance, legal or audit within the financial services or insurance industry or specialized technical fields directly related to the role
Risk and/or compliance experience in a highly matrixed environment
Knowledge of compliance laws, regulations, and regulatory expectations
An ability to apply regulatory risk and compliance knowledge to consult and provide guidance
An ability to challenge in business or team settings
Work with internal and external partners in a highly collaborative environment
Critical thinking and knowledge of data analysis tools and techniques and decision-making abilities to recommend data-driven solutions
Proactively identifies potential concerns and recommends solutions
Proficiency with Microsoft Office products including Word, Excel, and PowerPoint
Benefits
comprehensive medical, dental and vision plans
401(k)
pension
life insurance
parental benefits
adoption assistance
paid time off program with paid holidays plus 16 paid volunteer hours
Summer Intern supporting Safety & Compliance team at American Tower. Assisting with data management, documentation, and coordination activities in a regulated environment.
Sr. IT Service Management Analyst responsible for driving incident resolution efforts in a hybrid environment. Collaborating with cross - functional teams to implement permanent fixes and improve service management processes.
Director of Quality and Compliance at Trinity Health managing quality improvement plans and compliance oversight in healthcare operations. Collaborating with teams to drive quality initiatives and ensure regulatory compliance.
Compliance Technician for Underground Storage Tank compliance testing at OWL Services. Training provided with potential advancement to a foreman role in the Gasoline Service Station Industry.
Manager of Audit Services leading risk - based audits and utilizing analytics at BECU. Driving innovation in audit practices and fostering a culture of continuous improvement across the organization.
Director of Regulatory Affairs managing compliance aspects of beauty product regulations for Luxury Brand Partners. Collaborating with teams to register products and maintain quality assurance.
Corporate Transactions & Compliance Manager at Optiv managing M&A matters and corporate governance. Assisting EVP & General Counsel in compliance program and other corporate duties.
Director overseeing compliance testing to validate processes and controls for financial services division at Capital One. Leading risk - based approach, managing staff, and developing relationships with compliance partners.
Compliance Representative responsible for managing customer correspondence at Radius Global Solutions. Involves sorting mail, updating reports, preparing communication, and ensuring compliance with regulations.
Client Development Manager at law firm implementing business development strategies for Litigation practices. Managing relationships and supporting research for clients, prospects, and competitive analyses.