Product Marketing Manager developing and driving programmatic advertising solutions at Spotify. Leading product launches and collaborating with cross - functional teams in a fast - paced environment.
About the role
- Regulatory Analyst Lead supporting P&C Go-To-Market team. Overseeing compliance, risk mitigation, and mentoring within the financial services industry.
Responsibilities
- Leads, assembles and facilitates responses to complaints, company appointments, and/or general changes to laws and regulations
- Liaises with regulators based on issue/coordination of multiple stakeholders to determine business objective, regulatory requests, analyzing and accountable for investigating all allegations and/or accuracy of corporate data
- Serves as subject matter expert and proactively communicates insights for all DOI requests and/or complaints
- Serves as a financial services regulatory subject matter expert to team members and business partners by effectively challenging to ensure internal processes are consistent with regulatory requirements and issues or gaps are appropriately addressed and mitigated
- Provides recommendations and feedback to business units regarding appropriate action to support the regulatory request
- Assists in the management of federal/state regulatory agency relationships and provides required regulatory feedback
- Provides insights in to distribution of work assignments to ensure timely deliverables are achieved
- Ensures risks associated with business activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures
Requirements
- Bachelor’s degree; OR 4 years of related experience (in addition to the minimum years of experience required) may be substituted in lieu of degree
- 8 years of experience providing support on regulatory or compliance matters within a financial services and/or insurance industry environment
- 3 years of experience independently and accurately responding to regulatory inquiries
- Extensive experience in the regulated financial services or insurance industry and demonstrated knowledge and application of current applicable regulations and regulatory expectations
- Experience prioritizing and influencing in a highly complex environment while maintaining attention to detail
- Advanced knowledge and application of risk management frameworks
- Demonstrated ability to communicate effectively with all levels of management to affect change
Benefits
- comprehensive medical, dental and vision plans
- 401(k)
- pension
- life insurance
- parental benefits
- adoption assistance
- paid time off program with paid holidays plus 16 paid volunteer hours
- various wellness programs
- career path planning and continuing education
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