Manager for Portfolio Compliance overseeing investment compliance and regulatory guidance in New York at AustralianSuper. Leading compliance monitoring and governance for investment activities.
About the role
- Senior Compliance Officer ensuring regulatory compliance at a digital assets boutique specializing in blockchain-based solutions. Collaborating across departments to safeguard company operations.
Responsibilities
- Act as the legal sparring partner for Product, Compliance, and Tech teams from the early product development stage onward.
- Monitor the company’s compliance in accordance with the Compliance Monitoring Programme
- Stay continuously updated on regulatory developments and requirements from CySEC, ESMA,EBA and other authorities
- Draft, review and update internal policies, procedures and manuals
- Draft annual and interim compliance and AML reports
- Review and monitor marketing communications and website compliance
- Support the Chief Compliance Officer with daily compliance tasks and ad hoc projects
- Collaborate closely with all departments and provide advice and solutions on compliance queries/issues
- Provide periodic trainings to promote and maintain a strong culture of compliance across the organisation
- Regulatory reporting - compile and deliver accurate and comprehensive data reports within strict deadlines
- Handle compliance requests, client’s complaints, requests from regulatory authorities
Requirements
- 3+ years of experience in a compliance role within MiCA or MiFID II regulated firm.
- Strong understanding and extensive knowledge of CySEC/EU regulatory frameworks and compliance best practices.
- Prior experience with submitting reports via CySEC reporting channels (e.g. TRS, Portal, XBRL portal).
- High attention to detail, strong organisational skills and ability to work independently.
- CySEC AML and Advanced certificates.
- Fluent in English.
Benefits
- Attractive compensation package aligned with experience and market benchmarks
- High-impact role with strong ownership in a fast-growing and entrepreneurial environment
- Collaborative and international culture, working with a highly motivated team building the next generation of financial infrastructure
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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