Senior Manager overseeing Compliance Testing for TD Bank's regulatory compliance. Leading a team to ensure regulatory adherence and effective compliance monitoring across business units.
Responsibilities
Oversees and develops team(s) conducting independent Compliance testing to meet regulatory and internal requirements
Provides guidance, leadership, coaching, and development to achieve operational results and professional/personal development objectives
Conducts skilled analytical research and analysis as part of the testing engagement and initiatives
Reports on emerging trends, identifying risks and opportunities, and recommending action to senior management
Requirements
Undergraduate degree or equivalent work experience
10+ years of experience
Prior experience managing teams of compliance testing specialists and/or managers
Prior testing, audit or business operations experience in areas involving regulatory compliance
Detail oriented and well-developed organizational, time management and project management skills
Strong verbal and written communication skills
Proficiency with Microsoft Office applications
CRCM certification preferred
Knowledge and experience with risk management environment, standards, and regulations
Ability to research, interpret and summarize relevant regulatory expectations, laws, regulations and impacts to Compliance Program elements
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Professional development opportunities
Job title
Senior Manager, Compliance Monitoring and Testing Program
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