KYC Regulatory Analyst performing due diligence procedures for SEB Group’s clients. Assessing risks and ensuring compliance with KYC/AML requirements in a hybrid working environment.
About the role
- Financial Crime Risk Investigator assessing inbound referrals for financial crime risks at TD. Responsible for making informed decisions and training new employees in AML methodologies.
Responsibilities
- Assess inbound referrals for risk exposure and red flags for financial crime risks at TD
- Undertake basic research to determine if additional investigation is warranted
- Ensure cases are tracked for their risk rating, and rationale for decisions is appropriately documented
- Leverage AML knowledge, training, and sound judgement to assess cases
- Meet required tight SLAs
- Recommend any early mitigation required
- Provide thematic recommendations on intake sources to drive ongoing improvement in quality of referrals
- Lead in training of new colleagues
Requirements
- Undergraduate degree
- 4+ years relevant experience
- Demonstrated experience in banking, AML regulations, or other financial crime roles, including transactional analysis
- People and stakeholder management experience
- STR writing experience is required
- Understanding of banking and AML regulations
- Financial crime designation or proven experience in financial crime risk management
- Knowledge of current financial crime risk landscape
- Strong judgement and proven experience applying knowledge in a variety of scenarios that may not always be clear
Benefits
- Health and well-being benefits
- Savings and retirement programs
- Paid time off
- Career development opportunities
- Reward and recognition programs
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