Personal Finance Advisor developing and maintaining client relationships to provide tailored financial advice. Advising on investments, loans, and insurance while ensuring member satisfaction.
About the role
- Head of Compliance leading regulatory compliance in Auto Financing and Real Estate. Responsible for oversight of compliance programs and management of regulatory risks across the organization.
Responsibilities
- Support the development, implementation, and maintenance of regulatory compliance programs
- Manage compliance risk oversight over Auto Financing and Real Estate Secured Lending
- Interact with senior management to ensure compliance with laws and regulations
- Provide advice to senior leadership on regulatory compliance risks
Requirements
- Bachelor's degree or progressive work experience
- 10+ years related experience required
- Certified Regulatory Compliance Manager (CRCM) a plus
- Extensive operational knowledge of regulatory requirements
- Strong management experience in regulatory compliance activities
- Ability to lead and mentor employees
- Experience in establishing regulatory strategies
Benefits
- Health and well-being benefits
- Savings and retirement programs
- Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- Banking benefits and discounts
- Career development opportunities
- Reward and recognition programs
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