Sales Support Specialist ensuring timely and accurate Commercial Finance transactions while providing customer service support to Account Managers. Collaborating with teams for process improvements and documentation accuracy.
TD
Hybrid Compliance Business Oversight Manager, Transformation Enablement, Customer Experience and Platforms – Technology
Posted 3 months ago
About the role
- Senior Compliance Business Oversight Manager supporting compliance programs for TD Bank's Global Compliance Department. Focusing on regulatory compliance management and providing oversight across business units.
Responsibilities
- Lead the identification and assessment of applicable Privacy, banking, Human Rights, Accessibility laws and regulations
- Perform independent inherent and residual Compliance risk assessments of the business segments
- Develop and communicate enterprise governance and control methodologies related to RCM
- Oversee and report on business unit regulatory issues/events and associated remediation
- Perform independent oversight monitoring to evaluate and assess the adequacy and effectiveness of the 1st line of defense RCM controls
- Provide independent challenge and objective guidance to the business units
Requirements
- Knowledge of relevant Canadian legislation, regulations and industry standards
- Experience in reviewing, assessing and applying regulatory requirements
- Undergraduate degree
- Relevant professional designations and/or certifications as required
- 7+ years relevant experience
- Ability to work independently, think critically and make decisions
- Highly organized and flexible in prioritizing various work demands
- Ability to manage high volumes of work in a fast-paced environment and manage multiple priorities
- Professional experience in a governance related field (e.g. Compliance, Risk Management, AML, Legal, Audit)
Benefits
- Health and well-being benefits
- Savings and retirement programs
- Paid time off
- Banking benefits and discounts
- Career development
- Reward and recognition programs
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