Senior Compliance Business Oversight Manager supporting compliance programs for TD Bank's Global Compliance Department. Focusing on regulatory compliance management and providing oversight across business units.
Responsibilities
Lead the identification and assessment of applicable Privacy, banking, Human Rights, Accessibility laws and regulations
Perform independent inherent and residual Compliance risk assessments of the business segments
Develop and communicate enterprise governance and control methodologies related to RCM
Oversee and report on business unit regulatory issues/events and associated remediation
Perform independent oversight monitoring to evaluate and assess the adequacy and effectiveness of the 1st line of defense RCM controls
Provide independent challenge and objective guidance to the business units
Requirements
Knowledge of relevant Canadian legislation, regulations and industry standards
Experience in reviewing, assessing and applying regulatory requirements
Undergraduate degree
Relevant professional designations and/or certifications as required
7+ years relevant experience
Ability to work independently, think critically and make decisions
Highly organized and flexible in prioritizing various work demands
Ability to manage high volumes of work in a fast-paced environment and manage multiple priorities
Professional experience in a governance related field (e.g. Compliance, Risk Management, AML, Legal, Audit)
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off
Banking benefits and discounts
Career development
Reward and recognition programs
Job title
Compliance Business Oversight Manager, Transformation Enablement, Customer Experience and Platforms – Technology
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