Fraud Risk Oversight Director overseeing risk management programs at Truist. Leading teams to ensure efficient risk practices and compliance within the financial services sector.
About the role
- Manager of Operational Risk overseeing operational risks and controls in financial services and healthcare technology industry. Collaborating with teams to ensure compliance and enhance risk mitigation strategies.
Responsibilities
- The Manager, Line 1 Risk is responsible for assisting with the implementation and overseeing operational risks and controls within the first line of defence.
- This role encompasses risk and incident management, audit preparedness, and business continuity management (BCM), ensuring operational resilience, effective risk mitigation, and compliance with regulatory requirements.
- The Manager will also assist in driving proactive control management, support continuous improvement initiatives, and maintain robust governance across business operations.
- Assist in maintaining and managing Line 1 risk control framework across operational areas.
- Help identify, design, implement, and monitor controls aligned with organisational risk appetite.
- Assist in conducting risk assessments, control testing, process reviews, and assurance activities.
- Support the development and implementation of action plans to prevent control failures.
- Collaborate with operational teams to embed controls into daily activities.
- Prepare for audits, serve as the primary audit contact, and assist with remediation of findings.
- Manage operational risk incidents end-to-end, including logging, investigation, root cause analysis, and resolution.
- Support business continuity planning and annual BCP testing, aligned with ISO 22301 and COSO.
- Assist in the facilitation of risk workshops and training, collaborating with senior stakeholders across Risk, Compliance, Legal, and Operations.
- Maintain risk registers, dashboards, and reporting for control effectiveness, audit outcomes, and KRIs.
- Analyse risk data to identify trends and support continuous improvement in risk mitigation.
Requirements
- 3 -5+ years’ experience in risk control management and audit preparation within financial services.
- Strong understanding of risk and control frameworks, RCSA, KRIs, and relevant regulations (APRA, ASIC).
- Experience in Transfer Agency, Fund Accounting, Fund Services, or asset management operations.
- Skilled in audit preparation, compliance reporting, root cause analysis, and implementing corrective action plans.
- Excellent stakeholder management and collaboration skills, engaging senior leadership, auditors, and cross-functional teams.
- Proficient in data analysis and risk reporting using Excel and Power BI, driving a risk-aware culture and continuous improvement.
Benefits
- Flexibility : Hybrid Work Model
- Income Protection Insurance
- Flexible Time Off
- Private Health Insurance discount
- Primary & Secondary Paid Parental leave
- Death & TPD Insurance
- Discounts on fitness clubs
- Discounts on travel and more!
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
No Education Requirement
Location requirements
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