Quality auditor checking glass quality and conducting tests for innovative glass product manufacturing. Engaging in quality assurance and troubleshooting within the production process.
About the role
- Senior Internal Auditor executing risk-based audits and evaluating internal controls in financial services. Supporting RSM’s Global Banks practice in a regulated environment across key U.S. hubs.
Responsibilities
- Execute end-to-end internal audits, including planning, risk assessments, fieldwork, control testing, and reporting in alignment with IIA standards.
- Evaluate the effectiveness of governance, risk management, and internal control frameworks across Corporate Banking, Capital Markets, Treasury, Operations, Technology, and Compliance.
- Assess adherence to regulatory requirements, including Federal Reserve, OCC, FDIC, SOX, and Basel guidelines.
- Identify control deficiencies, root causes, and emerging risks; develop actionable recommendations.
- Prepare executive-level audit reports and present findings to senior leadership.
- Partner with stakeholders to track remediation efforts and validate corrective actions.
- Support regulatory inquiries, issue validations, and special audit projects.
- Leverage data analytics to enhance audit quality, coverage, and efficiency.
- Manage multiple engagements within a fast-paced, highly regulated environment.
Requirements
- Bachelor’s degree in Accounting, Finance, Information Systems, Business Administration, or related discipline
- 5+ years of internal audit or risk management experience within a global bank or large financial institution
- Strong mastery of audit methodologies, COSO framework, and risk-based auditing practices
- Demonstrated experience auditing banking products, operational processes, and regulatory controls
- Proven exposure to regulatory remediation programs, consent orders, or heightened supervisory environments
- Experience auditing technology controls, ITGC, cybersecurity, or data governance within financial services
- Working knowledge of AML/KYC, sanctions, and financial crime control frameworks
- Proficiency with audit analytics tools such as ACL, Alteryx, Tableau, or SQL
- Ability to operate independently, exercise sound judgment, and influence stakeholders
- Excellent analytical, communication, and organizational skills.
Benefits
- Flexibility in your schedule
- Competitive benefits and compensation package
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