Managing Director overseeing strategic development of technology solutions for Fixed Income, Equities and Compliance at TIAA. Ensuring technological infrastructure supports trading operations and regulatory compliance.
About the role
- Compliance and Risk Consultant providing flexible support across Support Desk and Quality Control functions at PG&E. Engaging in data analysis, quality checks, and process improvement initiatives.
Responsibilities
- Perform priors analysis to validate historical responses for consistency and accuracy in current submissions.
- Manage intake, logging, assignment, tracking and submission of data requests to ensure accuracy, timeliness, and compliance.
- Maintain and update databases, perform quality checks, and produce final responses.
- Review and approve data responses for accuracy, consistency, tone, and confidentiality.
- Develop and implement quality control checklists and best practices to improve processes.
- Research prior responses, identify process gaps, and recommend solutions for efficiency and quality.
- Create reports, perform ad-hoc analysis, and present findings to support business decisions.
- Collaborate with internal and external stakeholders to ensure high-quality deliverables and continuous improvement.
Requirements
- Bachelor’s Degree or equivalent experience
- 2 years of relevant experience
- Experience in records management, confidentiality protocols, approval standards, and lifecycle governance.
- Proficient with Microsoft 365, SharePoint, and compliance tracking tools (e.g., DRU Tracker/Power Apps, RMA);
- Familiarity with CPUC/OEIS requirements and PG&E compliance frameworks.
- Ability to seek clarity quickly and align assignments across multiple stakeholders.
- Experience partnering with visual management/reporting teams (e.g., VM&IS) to define data models, logging rules, and refresh cadences.
- Audit or Assurance background
- Data science or applied analytics background
- Data mining, trend identification, and historical analysis
- Familiarity with AI-assisted or GenAI enabled search and summarization tools including validation of results
- Ability to apply analytical reasoning and critical evaluation to AI-generated outputs and historical data sources
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Business Compliance Officer supporting Front Office on regulatory compliance at innovative Blockchain Banking firm. Involve in transaction monitoring and onboarding processes with dynamic team.
Chemical Compliance Lead at BD managing a team and overseeing compliance regulations. Collaborating with stakeholders to ensure regulations are met while driving improvements in compliance processes.
Facilities Coordinator providing administrative and compliance support for healthcare management operations. Ensuring documentation accuracy and regulatory readiness for healthcare accreditation and compliance standards.
Regulatory Affairs Specialist completing customer product and plant questionnaires for food and feed products. Ensuring accurate regulatory information and collaborating with internal stakeholders at Corbion.
Senior Compliance Manager at ControlExpert, leading compliance across the company and ensuring adherence to regulations in the automotive claims sector.
Legal Executive providing strategic legal advisory services on personal injury and regulatory issues to clients in the UK. Collaborating with senior leaders and enhancing client relationships through training and bespoke advice.
Regulatory Submission Lead responsible for supporting regulatory submissions and collaboration with global teams. Focused on compliance with health authority regulations and GSK policies in healthcare and biological science.
Testing Analyst evaluating client compliance programs under federal securities laws at ACA Group. Involves regulatory issue analysis and communication of findings and recommendations.
GRC Analyst maintaining compliance by managing data requests and interpreting privacy frameworks for a tech company. Collaboration with cross - functional teams to ensure data security and compliance standards.