Managing Director overseeing strategic development of technology solutions for Fixed Income, Equities and Compliance at TIAA. Ensuring technological infrastructure supports trading operations and regulatory compliance.
About the role
- Business Compliance Officer supporting Front Office on regulatory compliance at innovative Blockchain Banking firm. Involve in transaction monitoring and onboarding processes with dynamic team.
Responsibilities
- Support and advise the Front Office on compliance with due diligence obligations in all customer interactions
- Review of new business relationship openings (particularly account openings for FIs and VASPs/CASPs)
- Review of business profiles as well as verification and plausibility checks of Source of Funds (SoF) and Source of Wealth (SoW) in accordance with SPG
- Transaction monitoring as well as review of incoming and outgoing transfers of securities and virtual assets, including chain analysis
- Validation of self-classification (AIA and FATCA)
- Support in identifying and implementing change processes to optimize customer onboarding and customer review processes
Requirements
- Completed banking apprenticeship and/or higher education with a focus on Finance/Legal/Compliance, or equivalent qualification
- Experience in compliance at a bank or regulatory authority
- Quick comprehension and strong systematic and analytical skills
- Team player with strong communication skills
- Good knowledge of current regulations: SPG, AML, FATCA and AIA
- Very good German and good English skills (level B1/B2)
Benefits
- Short decision-making paths
- Focus on health and work-life balance
- On-site fitness facilities
- Modern workspaces
- Young and dynamic teams
- Flexible working arrangements to suit you
- Additional days off
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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