Hybrid Regulatory Breach Reporting Manager – 12 Month Fixed Term Contract

at Marsh McLennan

• Job title: Regulatory Breach Reporting Manager – 12 Month Fixed Term Contract
• Job type: Full Time
• Experience level: Mid level, Senior
• Salary: Not specified
• Degree requirement: Bachelor's Degree
• Location requirements: Hybrid, Sydney, Australia

About the role

• Regulatory Breach Reporting Manager assessing compliance incidents and reporting in a highly regulated environment at Marsh. Collaborating with stakeholders to ensure regulatory obligations are met.

Responsibilities

• Undertake assessments of compliance incidents to support the regulatory breach assessment processes
• Present compliance assessments to relevant stakeholders and forums as required
• Prepare high quality breach reports and regulatory notifications, briefing papers and submissions
• Support the Incident and Breach Management frameworks, policies, tools, systems and processes required for the organisation to effectively manage compliance risks
• Assist in the provision of compliance advice, insights, themes, trends to key stakeholders including boards, committees and other forums in relation to incidents and breaches
• Provide sound pragmatic advice, guidance and support to business leaders on breaches and incidents
• Support Risk and Compliance colleagues across Line 1 and Line 2.
• Prepare (and present as required) concise and meaningful professional risk and compliance reports (including compliance assessments) for management and related Boards and Board sub-committees and other forums as required
• Partner closely with colleagues to drive alignment and consistent implementation of risk and compliance framework accountabilities.
• Actively contribute to the priorities of the Compliance function
• Review industry developments and consider impacts on the risk and compliance environment.

Requirements

• Proven experience in Line 2 compliance, risk or incident management within Australian financial services
• Strong working knowledge of the Australian regulatory environment, ideally across: Investments financial advice, Insurance or insurance broking, Superannuation
• Demonstrated experience assessing reportable situations and breaches
• Familiarity with ASIC, APPRA, OAIC and AUSTRAC expectations and regulatory engagement practices
• Ability to interpret legislation, regulatory guidance and prudential standards and apply them pragmatically
• Strong judgement and confidence in making defensible reportability decisions
• Excellent written and verbal communication skills, with experience engaging senior stakeholders
• A tertiary qualification in Law, Commerce, Risk Management or a related field
• Relevant post graduate and / or professional qualification desirable
• At least 5+ years experience in a similar role or compliance role experience in the financial services (superannuation, investments, financial advice, insurance broking / insurance) industry is desirable.

Benefits

• Professional development opportunities
• Interesting work
• Supportive leaders
• Vibrant and inclusive culture
• Range of career opportunities
• Benefits and rewards to enhance well-being