MU
Manager of research operations, overseeing DPRIT grant management and support for the South Texas Alzheimer’s Disease Research Center. Engaging with stakeholders and providing staff oversight.
About the role
- Analyst managing foreign account operations at LPL Financial. Ensuring compliance with regulations and leading process improvements across account lifecycle.
Responsibilities
- Lead and oversee foreign account opening, maintenance, and closure processes.
- Review and approve documentation for complex or high-risk accounts.
- Act as an escalation point for inquiries related to foreign account operations.
- Collaborate with Compliance, Legal, and Risk teams to resolve regulatory or procedural issues.
- Analyze workflow metrics and identify opportunities for process improvement and risk mitigation.
- Develop and maintain detailed standard operating procedures (SOPs).
- Provide training, mentorship, and guidance to team members.
- Support audits and regulatory reviews by preparing documentation and responding to inquiries.
- Ensure accurate recordkeeping and adherence to data integrity standards.
- Lead cross-functional projects aimed at improving efficiency and client experience.
- Execute control activities to ensure adherence to firm policies and guidelines.
Requirements
- 2+ years of experience in financial operations with a focus on foreign account processing
- 2+ years of in-depth knowledge of international regulatory requirements (AML/KYC)
- Core Competencies Strategic thinker with strong analytical and problem-solving abilities
- Ability to manage complex projects and prioritize competing deadlines
- High attention to detail and commitment to accuracy
- Strong leadership and team development skills
- Be curious - identify deficiencies and find ways to continuously improve the process through controls testing and routine assessments.
- Preferences Experience in process improvement (Lean methodologies – root cause problem solving) and operational risk mitigation
- Familiarity with global financial products and services
- BETA and excel experience is essential for job duties
- ClientWorks, BOPM/Camunda, Archer, MS office suite experience is preferred
- Multilingual skills or experience working with international clients is a plus.
Benefits
- 401K matching
- health benefits
- employee stock options
- paid time off
- volunteer time off
Job title
Job type
Experience level
Salary
Degree requirement
No Education Requirement
Location requirements
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