About the role

  • Associate Analyst serving as a subject matter expert in mutual fund operations at LPL Financial. Focused on allocating work and ensuring SLAs are met with quality processes.

Responsibilities

  • Allocate work amongst processing teams to ensure daily, weekly, and monthly SLAs are attained
  • Review and evaluate processes, and monitor the quality of work as measured against accuracy, timeliness, and productivity standards
  • Communicate complex issues both in writing and verbally to management, internal/external vendors, and clients
  • Create and run reports to mitigate risk against future firm impact and improve efficiency for teams
  • Participate in various testing projects for new technology used by employees and advisors

Requirements

  • Bachelor's degree
  • 1-2 years financial service experience
  • Extremely organized
  • Adaptive and flexible
  • Ability to multi-task in a fast-paced environment
  • Prior experience working with mutual fund preferred
  • Series 99/SIE preferred
  • Beta preferred
  • Word, Excel, Access, Outlook

Benefits

  • 401K matching
  • health benefits
  • employee stock options
  • paid time off
  • volunteer time off

Job title

Associate Analyst

Job type

Experience level

JuniorMid level

Salary

$24 - $41 per hour

Degree requirement

Bachelor's Degree

Location requirements

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