Hybrid Principal Data Architect

at LPL Financial

• Job title: Principal Data Architect
• Job type: Full Time
• Experience level: Lead
• Salary: $151,388 - $252,313 per year
• Degree requirement: Bachelor's Degree
• Tech skills: AWS, Cloud
• Location requirements: Hybrid, New York City, United States

About the role

• Lead Enterprise Solution Architecture at LPL Financial to drive financial advisor technology initiatives. Collaborate on modern API solutions while ensuring compliance and regulatory effectiveness.

Responsibilities

• Leading Enterprise Solution Architecture Modeling and designs leveraging cross-domain architects and leadership to create the best technical design delivering domain driven, Scalable APIs based solutions that eliminate fate sharing across teams.
• Blueprint architecture, including multi-year transitions and recommendations to drive transformation and modernization for Clientworks and Enterprise.
• Collaborate with business, product, and technology teams early in the product lifecycle to infuse end-to-end architecture thinking, including functional and non-functional aspects, into the conversation.
• Craft high-level design early in the lifecycle and elaborate it to lower levels of detail as conversation progresses.
• Collaborating with Lean Portfolio Management to provide a high-level vision of enterprise solutions and development initiatives.
• Assisting the Agile Program Management Office (ACDC) to identify and design development value streams.
• Facilitating the reuse of code, components, and proven patterns supporting modern architecture.
• Deliver architecture in alignment with our Enterprise Architecture standards and advocate for Enterprise Architecture models and patterns to guide solution decisions.

Requirements

• 10+ years of basic brokerage operation and functionality
• 8+ years of Background in Risk and Regulatory Compliance and policies associated.
• 8+ years of hands-on design and implementation experience in IT
• 5+ years of previous experience as a Solution Architect
• 3+ Experience with front-end user design and building API’s
• 3+ years of experience in the following technical disciplines: application development, middleware, database management or operations, security, integration
• 2+ years of Cloud experience, prefer AWS
• Ability to work with Auditors, Regulators and Legal Teams, both internal and external.
• Succinct ability to combine aspects of Legal, Compliance and Supervision to provide comprehensive solutions.
• Deep knowledge of regulatory processes from FINRA, OCC, SEC and other private regulatory entities.
• Familiarization with concepts like Books & Records, Policy and Risk Reduction scenarios.
• Proficiency in defining current and future state architecture models.
• Proficiency in Financial Domain especially with Compliance and Supervision.

Benefits

• 401K matching
• health benefits
• employee stock options
• paid time off
• volunteer time off
• competitive rewards package