Compliance Manager reviewing broker - dealer and registered investment adviser communications for regulatory compliance. Working collaboratively with diverse business partners in a hybrid work environment.
About the role
- Compliance Analyst handling ethical, integrity, and privacy oversight at Kumon. Supporting compliance channels and internal policy management for educational franchises.
Responsibilities
- Monitor pending items and maintain the calendar for the Ethics and Integrity Committee;
- Monitor and register crisis situations; prepare meeting minutes, track pending items, register cases and produce reports for the Privacy and Personal Data Committee;
- Respond to inquiries regarding Personal Data;
- Monitor the ANPD (National Data Protection Authority) website for new regulations and news;
- Manage Internal Policies;
- Support trainings and internal communications;
- Manage Compliance and Privacy channels.
Requirements
- Bachelor's degree in Law
- Additional courses: Compliance and Privacy/Personal Data
- Languages: Advanced English, Intermediate Spanish
- Proficiency with the Microsoft Office suite
- Preferred qualifications: Development and delivery of training, management of Internal Policies and/or Code of Conduct, experience with compliance or personal data management systems
Benefits
- Medical insurance: Private-room plan at no cost to the employee; fixed fee for direct dependents (no co-payment).
- Dental insurance: Optional.
- Childcare subsidy: For employees with children up to 5 years old.
- Support for employees with a child with disabilities.
- Conexa Saúde: Employee assistance program providing specialized psychological and nutritional guidance (no cost to the employee).
- Vidalink: Medication assistance for all employees with no deduction up to the monthly cap.
- Gympass (now Wellhub).
- Meal voucher.
- Food voucher.
- Life insurance.
- Transportation voucher: For days of in-person work.
- Profit-sharing (PLR): Annual profit-sharing program.
- Education subsidy: Financial support for professional development (subject to a maximum amount).
- Free study of Kumon teaching materials for all subjects: Employees may study Kumon materials for any subject using 30 minutes of their workday.
- Reimbursement for Kumon Method study: Available at franchised units for employees and legal dependents.
- Languages: Employees may use the allowance for studying English, Spanish or Japanese (independent of Kumon Method study).
- Birthday day off: Employees receive a paid day off on their birthday or may choose a day in the following week if the birthday falls on a weekend.
- Career development plan.
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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