About the role

  • Senior Compliance Advisor enabling compliance readiness and regulatory support for Workplace Investing products and services at Fidelity. Collaborating with various teams to manage compliance risks and regulatory concerns.

Responsibilities

  • Enable the development of new products and services to help WI achieve strategic objectives
  • Conduct monitoring, audits, and analysis to detect compliance concerns
  • Provide decision support to resolve compliance issues
  • Enhance associate resources and training to build a more flexible team
  • Manage and deliver on compliance projects and tasks

Requirements

  • Bachelor’s degree, or equivalent
  • MBA and/or JD is a plus
  • Experience in areas of operations, program management, data analysis & reporting, requirements gathering and/or controls
  • Experience in compliance, risk management, audit and/or quality preferred
  • Experience in HIPAA covered products, retirement, health and/or insurance a plus
  • Strong interpersonal and influencing skills
  • Excellent verbal and written communications skills
  • A proven track record to identify, analyze, prioritize, and resolve problems independently
  • Ability to land and learn, ask questions and demonstrate critical thinking
  • Microsoft Office suite of applications, including SharePoint

Benefits

  • Health insurance
  • 401(k) matching
  • Flexible work hours
  • Paid time off
  • Professional development opportunities

Job title

Senior Compliance Advisor

Job type

Experience level

Senior

Salary

Not specified

Degree requirement

Bachelor's Degree

Location requirements

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